Timothy J. Marion

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CRD#: 4509038

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Jack Marion, who also goes by Timothy J Marion Mr., Timothy J Marion, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 2002. Timothy had worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Timothy J Marion Mr. | Timothy J Marion

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Andrew Jade Wealth Management - Dormant Entity; 232 North Main Street, Mt. Airy, NC 27030; start 08/2011; Owner; 0 hours; no compensation] [ Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 232 North Main St., Suite 200, Mt. Airy NC 27030; start 06/2021; Commissions; 40 hours per month, 40 hours during securities trading hours; insurance related]

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 1, 2022 - August 7, 2023

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

MOUNT AIRY, NC

Past

August 30, 2021 - August 7, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

MOUNT AIRY, NC

Past

September 30, 2014 - October 7, 2020

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Mount Airy, NC

Past

September 17, 2014 - October 7, 2020

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Mount Airy, NC

Past

January 23, 2013 - September 18, 2014

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

MT AIRY, NC

Past

August 30, 2004 - January 17, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

MOUNT AIRY, NC

Past

August 30, 2004 - September 25, 2014

LPL FINANCIAL LLC

CRD#: 6413

MOUNT AIRY, NC

Past

May 24, 2002 - June 30, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WINSTN-SALEM, NC

Past

May 3, 2002 - June 30, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/31/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/2/2002

General Securities Representative Examination

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Marion

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NYLIFE SECURITIES LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2002

SIE

Date: 10/1/2018

Series 31

Date: 5/31/2002

Series 7

Date: 5/2/2002

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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