GC
Gerald L. Chasin
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CRD#: 45089
GC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Lloyd Chasin was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1970. Gerald had worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*414973- Royal Pains TV Movie/; Investment related No; New York, New York;Television movie; movie actor (proprietor, partner, officer, director, employee, trustee, agent) ; 10/2009; During business hours: 0; After business hours: 1; *415650 - Long Island University Veterinary School; Investment related No; Brookville, NY; Education; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); Nov 2018; During business hours: 0; After business hours: 0. *439430 - Bedford Realty LLC; Investment related No; Brooklyn, New York; Real Estate; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2013; During business hours: 1; After business hours: 02; *439429 - Carroll Street LLC ; Investment related - Yes; Brooklyn , New York; Real Estate; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2013; During business hours: 1; After business hours: 2; Check Signing/Funds Disbursements *415270- North Shore Equestrian Center Inc; Investment related: Yes; Mill Neck, New York; Horse Farm; Partner (proprietor, partner, officer, director, employee, trustee, agent; 01/1972; During business hours: 10; After business hours: 40; Check Signing/Funds Disbursements, Property Management
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 2, 2020 - April 21, 2025
MORGAN STANLEY
RIA
CRD#: 149777
Jericho, NY
Past
October 2, 2020 - April 21, 2025
MORGAN STANLEY
BD
CRD#: 149777
Jericho, NY
Past
October 4, 2013 - October 13, 2020
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
JERICHO, NY
Past
July 7, 2008 - October 13, 2020
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
JERICHO, NY
Past
April 2, 2007 - July 10, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
MELVILLE, NY
Past
May 12, 1998 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
MELVILLE, NY
Past
September 11, 1992 - May 26, 1998
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
August 29, 1989 - September 17, 1992
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
November 11, 1986 - September 13, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
January 26, 1984 - November 12, 1986
ROONEY, PACE INC.
BD
CRD#: 6218
Past
March 15, 1982 - January 31, 1984
CRALIN & CO., INC.
BD
CRD#: 7605
Past
April 7, 1976 - August 7, 1981
CANTOR FITZGERALD & CO.
BD
CRD#: 134
Past
March 9, 1976 - May 14, 1976
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
December 3, 1973 - March 11, 1976
R K PACE POST & CO INC
BD
CRD#: 1000004
Past
May 19, 1971 - February 5, 1974
WILLIAM NORTON & COMPANY, INC.
BD
CRD#: 5292
Past
July 1, 1970 - July 25, 1971
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MORGAN STANLEY
CITIGROUP INSTITUTIONAL CONSULTING | SMITH BARNEY | PRIVATE PORTFOLIO GROUP | MORGAN STANLEY WEALTH MANAGEMENT | MORGAN STANLEY SMITH BARNEY LLC | MORGAN STANLEY SMITH BARNEY | MORGAN STANLEY PRIVATE WEALTH MANAGEMENT | MORGAN STANLEY CONSULTING GROUP | MORGAN STANLEY | GRAYSTONE CONSULTING | E*TRADE FROM MORGAN STANLEY | CONSULTING GROUP
CRD#: 149777 / SEC#: 801-70103, 8-68191
RIA
Registered Investment Advisory firm - SEC (5/11/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 7/20/1989
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 1
Date: 3/28/1966
Registered Representative ExaminationCurrent Firm
MORGAN STANLEY
CITIGROUP INSTITUTIONAL CONSULTING | SMITH BARNEY | PRIVATE PORTFOLIO GROUP | MORGAN STANLEY WEALTH MANAGEMENT | MORGAN STANLEY SMITH BARNEY LLC | MORGAN STANLEY SMITH BARNEY | MORGAN STANLEY PRIVATE WEALTH MANAGEMENT | MORGAN STANLEY CONSULTING GROUP | MORGAN STANLEY | GRAYSTONE CONSULTING | E*TRADE FROM MORGAN STANLEY | CONSULTING GROUP
CRD#: 149777 / SEC#: 801-70103, 8-68191
RIA
Registered Investment Advisory firm - SEC (5/11/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
2000 Westchester Avenue, Purchase, NY 10577-2530
Mailing Address
1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231
Phone number
(914) 225-1000
Established
Delaware since 02/02/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
29,200
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
