Sean L. Mcglynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Lawrence Mcglynn, who also goes by Sean Lawrence Mc Glynn, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2002. Sean had worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2017 - September 18, 2017
FIRST EMPIRE SECURITIES, INC.
December 24, 2010 - January 20, 2016
FIG PARTNERS, LLC
May 10, 2002 - July 9, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
April 24, 2002 - July 9, 2002
IDS LIFE INSURANCE COMPANY
April 24, 2002 - July 9, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST EMPIRE SECURITIES, INC.
CRD#: 15129 / SEC#: , 8-31701
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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