Tun Wu M. Chuang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tun Wu Michael Chuang, who also goes by Michael Chuang, Mike Chuang, was a registered financial professional .
Tun Wu is a previously registered financial professional and started their career in finance in 2002. Tun Wu had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2009 - February 26, 2016
ITB SECURITIES, LLC
November 21, 2006 - April 8, 2008
UBS SECURITIES LLC
March 28, 2002 - July 25, 2006
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ITB SECURITIES, LLC
CRD#: 132665 / SEC#: , 8-66621
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
