MF
Michael J. Freeburg
GREENWICH WEALTH MANAGEMENT | Principal
West Palm Beach, FL 33401
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CRD#: 4508491
MF
Professional summary
Michael James Freeburg is a registered financial advisor currently at GREENWICH WEALTH MANAGEMENT, LLC located in West Palm Beach, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
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Question & Answer
What are your service offerings?
Philanthropic services
Executive services/Equity comp...
Financial planning
Trading individual securities
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Michael J. Freeburg is a Founding Member of Catalus Capital Management, LLC (CCM). CCM is the management company for Catalus Capital, LLC (CC). The combined Business of CCM and CC operate as a private Family Office for the benefit of a single family. Both CCM and CC were founded in 2011. The business address for both companies is: 777 S. Flagler Drive, East Tower, Suite 1005 West Palm Beach, FL 33401. Michael J. Freeburg does not expect to devote more than 20 hours monthly to the combined business of CCM & CC most of which will be during non-market hours. Michael J. Freeburg's primary responsibility is to manage the non-underwriting side of the business. This is an investment related business. The name of the other business: Limin Holdings LLC Whether the business is investment-related: Yes The address of the other business: 777 S. Flagler Drive, East Building #1005, West Palm Beach Fl 33401 The nature of the other business: Is a special purpose vehicle established to pursue a banking license in the Eastern Caribbean Your position, title, or relationship with the other business: Member The start date of your relationship: 5/1/2024 The approximate number of hours/month you devote to the other business: 8 hours per month The number of hours you devote to the other business during securities trading hours: 4 hours per month Briefly describe your duties relating to the other business: Management oversight of the application for a banking license with the ECCB
CRS (Client Relationship Summary) - RIA
Click below to view Michael James Freeburg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2010 - Present
GREENWICH WEALTH MANAGEMENT, LLC
Office #1: 777 S. Flagler Drive Suite No. 605, Phillips Point East Tower, West Palm Beach, FL 33401RIA
CRD#: 142820
West Palm Beach, FL
Past
November 30, 2015 - December 1, 2016
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
Greenwich`, CT
Past
August 2, 2013 - December 1, 2015
LEIGH BALDWIN & CO., LLC
BD
CRD#: 38751
GREENWICH, CT
Past
January 18, 2007 - March 24, 2008
GREENWICH WEALTH MANAGEMENT, LLC
RIA
CRD#: 142820
GREENWICH, CT
Past
December 20, 2006 - August 19, 2013
SAXONY SECURITIES, INC.
BD
CRD#: 115547
GREENWICH, CT
Past
July 22, 2004 - December 20, 2006
JVB FINANCIAL GROUP, LLC
BD
CRD#: 104412
COS COB, CT
Past
March 15, 2002 - July 30, 2004
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GREENWICH WEALTH MANAGEMENT, LLC
GREENWICH WEALTH MANAGEMENT LLC | GREENWICH WEALTH MANAGEMENT, LLC
CRD#: 142820 / SEC#: 801-68897
RIA
Registered Investment Advisory firm - (3/20/2008 Approved)Connecticut
Registered Investment Advisory firm - (3/24/2008 Terminated)New Jersey
Registered Investment Advisory firm - (3/24/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(12/13/2010)
IAR
Florida(1/24/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GW
GREENWICH WEALTH MANAGEMENT, LLC
GREENWICH WEALTH MANAGEMENT LLC | GREENWICH WEALTH MANAGEMENT, LLC
CRD#: 142820 / SEC#: 801-68897
RIA
Registered Investment Advisory firm - (3/20/2008 Approved)Connecticut
Registered Investment Advisory firm - (3/24/2008 Terminated)New Jersey
Registered Investment Advisory firm - (3/24/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
45 East Putnam Avenue Suite 128, Greenwich, CT 06830
Mailing Address
Phone number
(203) 618-0100
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 495 |
| AUM (Assets Under Management) | $ 2,710,651,273 |
Red Flags
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Company Information
GREENWICH WEALTH MANAGEMENT, LLC
PrincipalCRD#: 142820West Palm Beach, FL 33401TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
