Eugene F. Croddick

MACRO RISK ADVISORS LLC

Rye, NY 10580

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CRD#: 4508443

Professional summary

Eugene Frederick Croddick, who also goes by Eugene Frederick Croddick II, Eugene Frederick Croddick Ii, is a registered financial professional currently at MACRO RISK ADVISORS LLC located in Rye, New York.

Eugene is registered as a RR (Registered Representative) and started their career in finance in 2003. Eugene has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eugene Frederick Croddick Ii | Eugene Frederick Croddick Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eugene Frederick Croddick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2021 - Present

MACRO RISK ADVISORS LLC

Office #1: 411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580

CRD#: 148143

Rye, NY

Past

September 3, 2019 - January 5, 2021

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

NEW YORK, NY

Past

September 6, 2017 - August 6, 2019

XP INVESTMENTS US, LLC

CRD#: 156691

New York, NY

Past

August 11, 2014 - July 17, 2017

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

October 1, 2012 - July 25, 2014

CANACCORD GENUITY LLC

CRD#: 1020

NEW YORK, NY

Past

January 31, 2011 - September 13, 2012

BAYRIDGE SECURITIES, LLC

CRD#: 155765

SAN FRANCISCO, CA

Past

December 13, 2010 - May 3, 2011

BTIG, LLC

CRD#: 122225

NEW YORK, NY

Past

December 17, 2009 - November 29, 2010

AMERIVEST PARTNERS, LLC

CRD#: 46815

NEW YORK, NY

Past

September 26, 2003 - December 22, 2009

AMERIVEST PARTNERS, LLC

CRD#: 46815

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/12/2021)

Connecticut
(2/12/2021)

New Jersey
(2/12/2021)

New York
(2/12/2021)

Texas
(2/12/2021)

Exams

State Security Law Exam

Series 63

Date: 1/22/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/30/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MACRO RISK ADVISORS LLC

CRD#: 148143 / SEC#: , 8-67973

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580

Mailing Address

Po Box 6259, Fair Haven, NJ 07704

Phone number

(212) 287-2640

Established

New York since 05/09/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MACRO HOLDINGS LLC	SHAREHOLDER - MEMBER
CURNUTT, DEAN CARL	PRESIDENT
LUTTENBERGER, JOHN THOMAS	CHIEF COMPLIANCE OFFICER
TAO, BING QIN	FINOP	6253793

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eugene F. Croddick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eugene Frederick Croddick's CRS (Customer Relationship Summary).

Certified licenses

Experience

TP ICAP GLOBAL MARKETS AMERICAS LLC

XP INVESTMENTS US, LLC

BGC FINANCIAL, L.P.

CANACCORD GENUITY LLC

BAYRIDGE SECURITIES, LLC

BTIG, LLC

AMERIVEST PARTNERS, LLC

AMERIVEST PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/22/2013

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2010

Series 24

Date: 4/30/2011

FINRA

Current Firm

MACRO RISK ADVISORS LLC

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MACRO RISK ADVISORS LLC

TRUST BUT VERIFY

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