LT
Louis A. Tucci
ARKADIOS WEALTH ADVISORS
North Haledon, NJ
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CRD#: 4508379
LT
Professional summary
Louis Anthony Tucci, who also goes by Lou Tucci, is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in North Haledon, New Jersey and ARKADIOS CAPITAL located in Atlanta, Georgia.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Louis has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lou Tucci
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.WEALTHSTONE GROUP LLC, Is Not Investment Related, 200 PEHLE AVE. PARK 80 WEST, PLAZA II SUITE 200, SADDLE BROOK, NJ, 07663, United States, FINANCIAL PLANNING & CONSULTING,SENIOR INVESTMENT ADVISOR, 9/22/2025, 5 hours per month, 0 hours per month during trading hours, Hourly Compensation, Provide advice on managing finances, investments, and long-term as well as short term financial goals for individuals or businesses. We will analyze financial data, identify growth opportunities, and provide guidance to help clients achieve their financial goals. 2.Wealthstone Group, Is Not Investment Related, Park 80 West, Plaza II, Suite 200, Saddle Brook, NJ, 07663, United States, REAL ESTATE CONSULTING., SENIOR INVESTMENT OFFICER,10/16/2024 ,32 hours per month, 0 hours per month during trading hours, Other Compensation, I offer real estate advisory and consulting services, providing strategic guidance to clients on market trends, property investment analysis, portfolio management, marketing strategies, and tax considerations (I do not provide tax advice) that impact their real estate portfolios. I also assist with the purchase or sale of investment properties. Compensation on consulting engagement whereby there is no transaction of real estate is based on the project hours per each engagement. Compensation for assisting in the transaction of investment real estate is based on commission.
CRS (Client Relationship Summary) - RIA
Click below to view Louis Anthony Tucci's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2024 - Present
ARKADIOS WEALTH ADVISORS
RIA
CRD#: 288863
North Haledon, NJ
Current
February 28, 2024 - Present
ARKADIOS CAPITAL
Office #1: 2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305BD
CRD#: 282710
Atlanta, GA
Past
July 28, 2022 - February 28, 2024
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
NORTH HALEDON, NJ
Past
July 28, 2022 - February 28, 2024
REALTA EQUITIES, INC.
BD
CRD#: 23769
WILMINGTON, DE
Past
January 28, 2013 - August 2, 2022
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
FRANKLIN LAKES, NJ
Past
January 28, 2013 - August 2, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
FRANKLIN LAKES, NJ
Past
May 28, 2009 - January 31, 2013
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
LODI, NJ
Past
December 6, 2005 - January 31, 2013
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
LODI, NJ
Past
February 6, 2003 - November 2, 2005
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
April 2, 2002 - October 31, 2002
INVESTMENT ADVISORS & CONSULTANTS, INC.
BD
CRD#: 7996
WEST LONG BRANCH, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/28/2024)
RR
Colorado(6/18/2025)
RR
Connecticut(2/28/2024)
RR
Delaware(4/3/2024)
RR
Florida(2/28/2024)
RR
Massachusetts(2/28/2024)
RR
Minnesota(3/25/2024)
RR
New Jersey(2/28/2024)
IAR
New Jersey(2/28/2024)
RR
New York(2/28/2024)
RR
North Carolina(3/26/2024)
RR
Ohio(2/28/2024)
RR
Pennsylvania(2/28/2024)
RR
South Carolina(2/28/2024)
RR
Texas(2/28/2024)
IAR
Texas(2/28/2024)
RR
Virginia(2/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/25/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
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Contact information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
Phone number
(404) 445-0035
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,091 |
| AUM (Assets Under Management) | $ 3,856,398,203 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
