Adam K. Veron
Professional summary
Adam K. Veron was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Adam is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Adam had worked at 7 firms, which includes QUESTAR ASSET MANAGEMENT INC., QUESTAR CAPITAL CORPORATION, LPL FINANCIAL LLC, MUTUAL SERVICE CORPORATION, STRATEGIC FINANCIAL CONCEPTS LLC, AMERICAN GENERAL SECURITIES INCORPORATED, AMERICAN GENERAL EQUITY SERVICES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2013 - February 10, 2017
QUESTAR ASSET MANAGEMENT, INC.
September 16, 2013 - February 9, 2017
QUESTAR CAPITAL CORPORATION
September 8, 2009 - October 9, 2013
LPL FINANCIAL LLC
October 23, 2008 - September 8, 2009
MUTUAL SERVICE CORPORATION
January 15, 2008 - October 22, 2013
STRATEGIC FINANCIAL CONCEPTS, LLC
June 5, 2003 - January 15, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
October 1, 2002 - October 29, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
June 19, 2002 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
