Gordon H. Asahara

CENTAURUS FINANCIAL

Honolulu, HI 96813

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CRD#: 4508100

Professional summary

Gordon Hisao Asahara, who also goes by Gordon H Asahara, Gordon H. Asahara, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Honolulu, Hawaii.

Gordon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Gordon has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gordon H Asahara | Gordon H. Asahara

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ASAHARA FINANCIAL GROUP, LLC., NON-INVESTMENT RELATED, 745 FORT STREET, SUITE #2121, HONOLULU, HI 96813, DBA, MANAGING DIRECTOR, SINCE 2/1/2003, FIXED LIFE INSURANCE AND LTC. 2. ASAHARA FINANCIAL GROUP, LLC, NON-INVESTMENT RELATED, 745 FORT STREET, SUITE #2121, HONOLULU, HI 96813, FIXED INSURANCE PRODUCTS AND LTC, MANAGING DIRECTOR, SINCE 2/1/2003, DEVOTED TIME IS 1 HOUR A MONTH, SALE OF FIXED PRODUCT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gordon Hisao Asahara's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Gordon Hisao Asahara's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2016 - Present

CENTAURUS FINANCIAL, INC.

Office #1: 745 Fort Street Suite #2121, Honolulu, HI 96813

RIA

CRD#: 30833

Honolulu, HI

Current

October 31, 2016 - Present

CENTAURUS FINANCIAL, INC.

Office #1: 745 Fort Street Suite #2121, Honolulu, HI 96813

RIA

CRD#: 30833

Honolulu, HI

Past

November 16, 2015 - November 3, 2016

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

HONOLULU, HI

Past

November 16, 2015 - November 3, 2016

SECURITIES AMERICA, INC.

CRD#: 10205

HONOLULU, HI

Past

June 1, 2010 - November 30, 2015

WILBANKS SECURITIES ADVISORY

RIA

CRD#: 118304

OKLAHOMA CITY, OK

Past

June 1, 2010 - November 30, 2015

WILBANKS SECURITIES, INC.

CRD#: 40673

HONOLULU, HI

Past

January 16, 2009 - June 2, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

RIA

CRD#: 36451

HONOLULU, HI

Past

March 17, 2005 - December 31, 2008

SHELGREN FINANCIAL GROUP, INC.

RIA

CRD#: 117056

HONOLULU, HI

Past

February 15, 2005 - June 2, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

HONOLULU, HI

Past

July 18, 2003 - February 15, 2005

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

April 12, 2002 - April 11, 2003

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

March 1, 2002 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/31/2016)

Hawaii
(10/31/2016)

IAR

Hawaii
(10/31/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/7/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/12/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/28/2002

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/29/2002

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone number

(714) 456-1790

Established

California since 08/27/1992

Firm type

Corporation

Fiscal year end

April

Firm Size

Large

# of Employees

580

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/24/2025)

CENTAURUS FINANCIAL, INC. FORM ADV PART 2A (7/24/2025)

Direct owners and executive officers

Name	Position	CRD#
FEDERATION OF FINANCIAL SERVICES	OWNER
KREMER, STEPHEN MARK	OWNER	1188829
RUBINO, MICHAEL PETER	OWNER	1188940
DUHOVIC, JEROME VICTOR	DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER	2123754
DUHOVIC, JEROME VICTOR	CHIEF COMPLIANCE OFFICER	2123754
KING, JAMES RONALD SR	DIRECTOR/CHAIRMAN OF THE BOARD/CEO	269927
KING, PAUL J	DIRECTOR/GENERAL COUNSEL	5017845
KING, WESTLEY HAYES	DIRECTOR/PRESIDENT	2527676
LEJMAN, SHERI J	CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER

Regulatory assets under management

Total Number of Accounts	38,049
AUM (Assets Under Management)	$ 7,336,108,151

Disclosures

Regulatory Event	18
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gordon H. Asahara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gordon Hisao Asahara's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Gordon Hisao Asahara's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

WILBANKS SECURITIES ADVISORY

WILBANKS SECURITIES, INC.

MM ASCEND LIFE INVESTOR SERVICES, LLC

SHELGREN FINANCIAL GROUP, INC.

MM ASCEND LIFE INVESTOR SERVICES, LLC

PMG SECURITIES CORPORATION

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

CENTAURUS FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/2005

Series 63

Date: 3/7/2002

SIE

Date: 10/1/2018

Series 7

Date: 2/12/2008

Series 6

Date: 2/28/2002

Series 26

Date: 8/29/2002

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTAURUS FINANCIAL, INC.

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