Walter D. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Delbert Turner JR., who also goes by Del Turner Jr, W Delbert Turner Jr, W Elbert Turner Jr, Walter Delbert Turner Jr, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1970. Walter had worked at 12 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2004 - May 27, 2015
CAPITAL ADVISERS, INC.
December 31, 2001 - February 20, 2004
SENTRY CONSULTING, INC.
March 15, 1995 - May 19, 2015
CAPITAL INVESTMENT GROUP, INC.
November 23, 1994 - March 15, 1995
OSAIC WEALTH, INC.
June 30, 1993 - December 8, 1994
SUNAMERICA SECURITIES, INC.
May 29, 1992 - June 30, 1993
JOHN HANCOCK DISTRIBUTORS LLC
May 27, 1987 - June 30, 1993
G. R. PHELPS & CO., INC.
February 13, 1986 - May 15, 1989
VOYA FINANCIAL ADVISORS, INC.
July 24, 1985 - January 24, 1986
AMERICAN GENERAL SECURITIES INCORPORATED
November 18, 1982 - February 18, 1986
JOHN HANCOCK DISTRIBUTORS LLC
January 20, 1972 - October 28, 1982
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
February 3, 1971 - February 13, 1972
CORNERSTONE FINANCIAL SERVICES, INC.
July 20, 1970 - February 11, 1971
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
CAPITAL ADVISERS, INC.
CRD#: 118442 / SEC#: 801-63487
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/13/1970
Registered Representative ExaminationCurrent Firm
CAPITAL ADVISERS, INC.
CRD#: 118442 / SEC#: 801-63487
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,451 |
| AUM (Assets Under Management) | $ 503,514,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
