Ronald E. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Edward Turner was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1971. Ronald had worked at 16 firms and has passed the Series 63, Series 7, Series 52 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2005 - March 13, 2006
STERLING FINANCIAL INVESTMENT GROUP, INC.
March 25, 2004 - May 4, 2004
SHEARSON FINANCIAL SERVICES, LLC
June 9, 2003 - June 16, 2003
NEWBRIDGE SECURITIES CORPORATION
May 21, 2002 - March 28, 2003
MULTI-BANK SECURITIES, INC.
July 15, 1998 - January 13, 1999
OROSEY & PEPE CAPITAL MARKETS, INC.
December 19, 1997 - May 6, 1998
SUNCOAST CAPITAL GROUP, LTD.
March 1, 1997 - August 5, 1997
GMS GROUP
March 4, 1992 - March 20, 1996
LEHWALD, OROSEY & PEPE INCORPORATED
July 8, 1991 - August 2, 1991
LEHWALD, OROSEY & PEPE INCORPORATED
June 15, 1990 - April 12, 1991
MMAR GROUP, INC.
September 27, 1989 - June 26, 1990
ROBERT THOMAS SECURITIES, INC
July 28, 1987 - February 7, 1989
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
November 24, 1986 - February 7, 1989
MARCUS, STOWELL & BEYE, INC.
March 20, 1985 - April 19, 1985
MARCUS, STOWELL & BEYE, INC.
May 11, 1983 - May 21, 1984
UNITED CAPITAL CORPORATION
February 24, 1978 - March 2, 1983
MARCUS, STOWELL & BEYE, INC.
June 8, 1977 - October 1, 1977
BEVILL, BRESLER & SCHULMAN INCORPORATED
August 10, 1976 - June 26, 1977
MARCUS, STOWELL & BEYE, INC.
May 9, 1972 - November 10, 1972
UMIC, INC.
August 30, 1971 - June 5, 1972
HIBBARD OCONNOR & WEEKS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/7/1976
Registered Representative ExaminationCurrent Firm
STERLING FINANCIAL INVESTMENT GROUP, INC.
CRD#: 41506 / SEC#: , 8-49503
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STERLING FINANCIAL GROUP OF COMPANIES, INC. (F/K/A STERLING FINANCIAL HOLDINGS INC.) | COMPANY | |
| GARCIA, CHARLES PATRICK | CHIEF EXECUTIVE OFFICER | 2933864 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
