Ron D'vari
Professional summary
Ron D'vari is a registered financial professional currently at NEWOAK CAPITAL MARKETS LLC located in New York, New York.
Ron is registered as a RR (Registered Representative) and started their career in finance in 2002. Ron has worked at 3 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ron D'vari's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2009 - Present
NEWOAK CAPITAL MARKETS LLC
Office #1: 3 Columbus Circle 15th Floor, New York, NY, 10019March 22, 2006 - August 18, 2008
BLACKROCK INVESTMENTS, LLC
September 4, 2002 - September 29, 2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2015)
(10/19/2015)
(6/18/2009)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NEWOAK CAPITAL MARKETS LLC
CRD#: 104063 / SEC#: , 8-52532
Contact information
FINRA licenses (9 States and Territories)
Red Flags
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