Nicolas Montgomery
Professional Summary
Nicolas Montgomery, who also goes by Nicolas Ryan Montgomery, is a registered financial advisor currently at PARK WALK INVESTMENTS LLC located in Austin, Texas and PARK WALK CAPITAL MARKETS, LLC located in Austin, Texas. Nicolas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Nicolas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 57, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nicolas Ryan Montgomery
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
PARK WALK INVESTMENTS LLC
Contact Information
Main Address
1250 S. Capital Of Texas Hwy. Bldg. 3, Suite 400, Austin, TX 78746Phone Number
(512) 886-4410# of Employees
3Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/2/2020)
(1/7/2020)
(8/10/2022)
(2/21/2020)
(11/19/2020)
(3/31/2020)
(4/1/2020)
(3/11/2020)
(10/26/2020)
(1/2/2020)
(2/18/2022)
(4/16/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Nicolas Montgomery's CRS (Customer Relationship Summary).
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