Ronald C. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Cornelius Jordan JR, who also goes by Ronald Cornelius Jordan, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2003. Ronald had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - October 10, 2017
FIRST COMMAND ADVISORY SERVICES
June 26, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
November 6, 2013 - October 10, 2017
FIRST COMMAND BROKERAGE SERVICES, INC.
December 7, 2010 - November 14, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 21, 2007 - April 21, 2009
TD AMERITRADE, INC.
December 21, 2007 - April 21, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 30, 2006 - April 21, 2009
TD AMERITRADE, INC.
January 22, 2003 - January 31, 2006
TD AMERITRADE CLEARING, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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