Satya Chillara

RAJS FUNDS

FREMONT, CA

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CRD#: 4507534

Professional summary

Satya Chillara is a registered financial advisor currently at RAJS FUNDS located in Fremont, California and BOUSTEAD SECURITIES, LLC located in Irvine, California.

Satya is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Satya has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Raj Funds LLC; IR; Owner; invest in almond farms; Fremont, CA; 08/18; 32 hrs/month. 2. Blue Power Systems; IR; Advisor Boardl RIA; Gilroy, CA;11/24; 5hrs/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Satya Chillara's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2020 - Present

RAJS FUNDS

RIA

CRD#: 298713

FREMONT, CA

Current

September 9, 2021 - Present

BOUSTEAD SECURITIES, LLC

Office #1: 6 Venture Suite 395, Irvine, CA 92618

CRD#: 141391

Irvine, CA

Past

March 2, 2017 - June 26, 2021

MERCURY SECURITIES, LLC

CRD#: 40368

NOVATO, CA

Past

April 19, 2016 - March 26, 2018

THE TILTED FUNDS GROUP, LLC

RIA

CRD#: 141537

CUPERTINO, CA

Past

March 19, 2013 - February 27, 2015

IRC SECURITIES LLC

CRD#: 150022

NEW YORK, NY

Past

April 4, 2011 - December 10, 2014

TE4 CAPITAL MANAGEMENT, LLC

RIA

CRD#: 154626

FREMONT, CA

Past

June 24, 2010 - March 24, 2011

AGENCY TRADING GROUP, INC.

CRD#: 108887

WAYZATA, MN

Past

August 15, 2006 - September 13, 2007

PACIFIC GROWTH EQUITIES, LLC

CRD#: 24835

SAN FRANCISCO, CA

Past

July 8, 2005 - August 16, 2006

BROADPOINT AMTECH, INC.

CRD#: 121456

SAN FRANCISCO, CA

Past

March 4, 2004 - May 20, 2005

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

Past

March 6, 2002 - February 18, 2004

W.R. HAMBRECHT + CO., LLC

CRD#: 45040

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(4/8/2020)

California
(9/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/24/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 10/9/2010

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 2/7/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 3/5/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RAJS FUNDS

RAJS FUNDS | RAJS FUNDS LLC

CRD#: 298713 / SEC#:

California

Registered Investment Advisory firm - (4/7/2020 Approved)

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Contact information

Main Address

Fremont, CA

Mailing Address

Phone number

(510) 396-2776

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
California	ERA - Withdrawn	2/20/2020

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Satya Chillara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Satya Chillara's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOUSTEAD SECURITIES, LLC

MERCURY SECURITIES, LLC

THE TILTED FUNDS GROUP, LLC

IRC SECURITIES LLC

TE4 CAPITAL MANAGEMENT, LLC

AGENCY TRADING GROUP, INC.

PACIFIC GROWTH EQUITIES, LLC

BROADPOINT AMTECH, INC.

RBC CAPITAL MARKETS CORPORATION

W.R. HAMBRECHT + CO., LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2011

Series 63

Date: 9/24/2010

SIE

Date: 10/1/2018

Series 87

Date: 10/9/2010

Series 86

Date: 2/7/2005

Series 7

Date: 3/5/2002

FINRA

Current Firm

RAJS FUNDS

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

RAJS FUNDS

TRUST BUT VERIFY

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