Martin E. Brooks

FREEDOM WEALTH ADVISORS

Lee's Summit, MO 64082

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CRD#: 4507464

Professional summary

Martin Earl Brooks is a registered financial advisor currently at FREEDOM WEALTH ADVISORS, LLC located in Lee's Summit, Missouri.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Martin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) MARTIN BROOKS INDEPENDENT INSURANCE - INSURANCE AGENT - NON-VARIABLE INSURANCE - LEE'S SUMMIT, MO - SINCE 09/2006 - INVESTMENT RELATED 2.) HERITAGE FINANCIAL - FOUNDER/PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - LEE'S SUMMIT, MO - SINCE 09/2006 - INVESTMENT RELATED 3.) HERITAGE PROPERTY INVESTMENTS - OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - LEE'S SUMMIT, MO - SINCE 09/2010 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Earl Brooks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2020 - Present

FREEDOM WEALTH ADVISORS, LLC

Office #1: 110 Sw 3rd St, Lee's Summit, MO 64082

RIA

CRD#: 154270

Lee's Summit, MO

Past

July 18, 2016 - December 23, 2019

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

Lee's Summit, MO

Past

June 15, 2016 - December 23, 2019

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

Lee's Summit, MO

Past

October 19, 2006 - April 19, 2016

CETERA ADVISORS LLC

RIA

CRD#: 10299

BELTON, MO

Past

October 19, 2006 - April 19, 2016

CETERA ADVISORS LLC

CRD#: 10299

BELTON, MO

Past

May 23, 2006 - September 19, 2006

NEW ENGLAND SECURITIES

RIA

CRD#: 615

OVERLAND PARK, KS

Past

January 27, 2004 - September 19, 2006

NEW ENGLAND SECURITIES

CRD#: 615

OVERLAND PARK, KS

Past

February 27, 2002 - December 31, 2003

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/22/2020)

IAR

Missouri
(1/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/9/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/26/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/22/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/26/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FREEDOM WEALTH ADVISORS, LLC

CRD#: 154270 / SEC#:

Kansas

Registered Investment Advisory firm - (11/9/2010 Approved)

Missouri

Registered Investment Advisory firm - (7/20/2010 Approved)

Texas

Registered Investment Advisory firm - (8/24/2016 Conditional Restricted)

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Contact information

Main Address

110 Sw 3rd St, Lee's Summit, MO 64082

Mailing Address

4005 Sw Reef Point Ln, Lee's Summit, MO 64082

Phone number

(816) 820-7900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	306
AUM (Assets Under Management)	$ 99,370,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martin E. Brooks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Earl Brooks's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CETERA ADVISORS LLC

CETERA ADVISORS LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

FORESTERS EQUITY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/9/2006

Series 63

Date: 2/26/2002

SIE

Date: 10/1/2018

Series 7

Date: 4/22/2004

Series 6

Date: 2/26/2002

Current Firm

FREEDOM WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FREEDOM WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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