Kelly L. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Lee Taylor, who also goes by Kelly Lee Yank, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 2002. Kelly had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2015 - October 13, 2015
USAA FINANCIAL ADVISORS, INC.
March 7, 2014 - January 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
May 16, 2013 - September 10, 2013
BBVA SECURITIES INC.
September 18, 2012 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
October 7, 2005 - October 28, 2010
CHASE INVESTMENT SERVICES CORP.
June 20, 2002 - November 11, 2003
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
