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KS

Kevin S. Seay

Some features on this profile are disabled
CRD#: 4506355
KS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Scott Seay, CFP®, who also goes by Kevin S Seay, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2003. Kevin had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kevin S Seay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Past

August 2, 2016 - December 31, 2025

KANAWHA CAPITAL MANAGEMENT, LLC

RIA
CRD#: 118458
RICHMOND, VA
Past

October 14, 2014 - July 19, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
RICHMOND, VA
Past

October 1, 2014 - July 19, 2016

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
RICHMOND, VA
Past

November 2, 2007 - April 5, 2011

DAVENPORT & COMPANY LLC

RIA
CRD#: 1588
RICHMOND, VA
Past

November 2, 2007 - April 5, 2011

DAVENPORT & COMPANY LLC

BD
CRD#: 1588
RICHMOND, VA
Past

May 3, 2007 - November 2, 2007

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
RICHMOND, VA
Past

April 3, 2007 - November 2, 2007

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
RICHMOND, VA
Past

January 31, 2003 - July 22, 2003

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KANAWHA CAPITAL MANAGEMENT, LLC
KANAWHA CAPITAL MANAGEMENT | WEALTHTRUST - KANAWHACAPITAL | WEALTHTRUST - KANAWHA CAPITAL | KANAWHA CAPITAL MANAGMENT, LLC | KANAWHA CAPITAL MANAGEMENT, LLC

CRD#: 118458 / SEC#: 801-60800

RIA
Registered Investment Advisory firm - (11/15/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/10/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/19/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/19/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 5/16/2007
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/2/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/30/2003
Investment Company Products/Variable Contracts Representative Examination

Current Firm

KC
KANAWHA CAPITAL MANAGEMENT, LLC
KANAWHA CAPITAL MANAGEMENT | WEALTHTRUST - KANAWHACAPITAL | WEALTHTRUST - KANAWHA CAPITAL | KANAWHA CAPITAL MANAGMENT, LLC | KANAWHA CAPITAL MANAGEMENT, LLC

CRD#: 118458 / SEC#: 801-60800

RIA
Registered Investment Advisory firm - (11/15/2001 Approved)
PREMIUM
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Contact information

Main Address
7201 Glen Forest Drive Suite 200, Richmond, VA 23226-3759
Mailing Address
Phone number
(804) 359-3900
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KCM ADV 2A&B (3/25/2025)

Regulatory assets under management

Total Number of Accounts1,378
AUM (Assets Under Management)$ 1,641,779,758

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/22/2025
Cover Page
Report
10/28/2024
Cover Page
Report
07/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KANAWHA CAPITAL MANAGEMENT, LLC

CRD#: 118458

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