Lester M. Antman

SIMPLYRICH

Carlsbad, CA

Some features on this profile are disabled

CRD#: 4506158

Professional summary

Lester Murray Antman is a registered financial advisor currently at SIMPLYRICH located in Carlsbad, California.

Lester is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Lester has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lester Murray Antman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2001 - Present

SIMPLYRICH

RIA

CRD#: 119311

Carlsbad, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIMPLYRICH

ANTMAN, LESTER MURRAY | SIMPLYRICH | LESS ANTMAN, CPA

CRD#: 119311 / SEC#: 801-69016

RIA

Registered Investment Advisory firm - (4/2/2008 Approved)

California

Registered Investment Advisory firm - (4/3/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/23/2001)

IAR

Texas
(2/15/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/2001

Uniform Investment Adviser Law Examination

Current Firm

SIMPLYRICH

ANTMAN, LESTER MURRAY | SIMPLYRICH | LESS ANTMAN, CPA

CRD#: 119311 / SEC#: 801-69016

RIA

Registered Investment Advisory firm - (4/2/2008 Approved)

California

Registered Investment Advisory firm - (4/3/2008 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Carlsbad, CA

Mailing Address

P.o. Box 8455, Jacksonville, TX 75766

Phone number

(866) 589-0430

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (3/7/2025)

Regulatory assets under management

Total Number of Accounts	234
AUM (Assets Under Management)	$ 370,607,386

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lester M. Antman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lester Murray Antman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMPLYRICH

Primary Firm SEC Registration

SIMPLYRICH

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/2001

Current Firm

SIMPLYRICH

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIMPLYRICH

TRUST BUT VERIFY

Similar Advisors