James ". Taylor

TAYLOR ADVISORS, A HUB INTERNATIONAL COMPANY

LOUISVILLE, KY 40223

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CRD#: 4506132

Professional summary

James "todd" Taylor, who also goes by Todd Taylor, is a registered financial advisor currently at TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY located in Louisville, Kentucky.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. James has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Position: Board Member. Company: MM Lending. Start: 10/01/2023. Investment related: Yes. Location: Louisville, KY. Nature: Serve on the board of directors and meet 4 times a year. Hours a month: 1. Hours during trading: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James "todd" Taylor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2004 - Present

TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY

Office #1: 806 Stone Creek Parkway Suite 11, Louisville, KY 40223

RIA

CRD#: 119300

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY

MAB ADVISORS | TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY | TAYLOR ADVISORS, INC. | MAB INVESTMENT GROUP, INC.

CRD#: 119300 / SEC#: 801-60952

RIA

Registered Investment Advisory firm - (2/22/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(3/19/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY

MAB ADVISORS | TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY | TAYLOR ADVISORS, INC. | MAB INVESTMENT GROUP, INC.

CRD#: 119300 / SEC#: 801-60952

RIA

Registered Investment Advisory firm - (2/22/2002 Approved)

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Contact information

Main Address

700 North Hurstbourne Pkwy Suite 110, Louisville, KY 40222

Mailing Address

Phone number

(502) 412-2524

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

TAYLOR ADVISORS - ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 15,952,175,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James ". Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James "todd" Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY

Primary Firm SEC Registration

TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY

State Registrations and Notice Filings

Exams

Current Firm

TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY

TRUST BUT VERIFY

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