Robert A. Wiley
LEXAURUM ADVISORS
Johnston, IA 50131
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CRD#: 4505896
Professional summary
Robert Alan Wiley, CFP®, who also goes by Robert Alan Wiley N/a, is a registered financial advisor currently at LEXAURUM ADVISORS located in Johnston, Iowa.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Alan Wiley N/a
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) RAISE CORPORATION; NOT INVESTMENT RELATED; 6165 NW 86TH STREET, JOHNSTON, IA 50131; FARMING GRAIN; OWNER/MANAGER; BEGAN JANUARY 2006; APPROXIMATELY 16 HOURS PER MONTH INCLUDING DURING TRADING HOURS; MANAGE FARMING OPERATIONS.
(2) WILEY FINANCIAL SERVICES; INVESTMENT RELATED; 6165 NW 86TH STREET, JOHNSTON, IA 50131; FIXED AND TRADITIONAL INSURANCE; LONG TERM CARE;EQUITY INDEXED ANNUITIES; PRODUCING AGENT; BEGAN 2004; APPROXIMATELY ONE HOUR PER MONTH INCLUDING DURING TRADING HOURS; FIXED AND TRADITIONAL INSURANCE SALES.
(3) ROTARY CLUB OF JOHNSTON, IA; JOHNSTON, IA; CLUB PRESIDENT; NON-PROFIT PROFESSIONAL ASSOCIATION; BEGAN JULY 2017; APPROXIMATELY 24 HOURS PER MONTH INCLUDING 6 DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Alan Wiley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
July 13, 2016 - Present
LEXAURUM ADVISORS
Office #1: 5530 West Parkway, Suite 600, Johnston, IA 50131RIA
CRD#: 283653
Johnston, IA
Past
July 19, 2016 - January 3, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
JOHNSTON, IA
Past
October 15, 2003 - July 14, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
JOHNSTON, IA
Past
June 25, 2002 - November 6, 2003
DEWAAY CAPITAL MANAGEMENT
RIA
CRD#: 116214
WEST DES MOINES, IA
Past
March 14, 2002 - September 26, 2002
THE MASTERS, INC.
RIA
CRD#: 108432
WEST DES MOINES , IA
Past
February 28, 2002 - July 14, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
JOHNSTON, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LEXAURUM ADVISORS
BLUE SKY FINANCIAL MANAGEMENT | WILEY FINANCIAL SERVICES | WEALTHCHARTER RETIREMENT PLANNING | VERITAS INVESTMENT PARTNERS, LLC | THE KIRKWOOD GROUP | THE DONNELLY COMPANY | SULLIVAN WEALTH STRATEGIES | STAPF FINANCIAL SERVICES | SPICER RETIREMENT ADVISORS | SHEPHERD ADVISOR | SEASONS FINANCIAL GROUP | RICHARD A. GAGNE & ASSOCIATES | PERSINGER PLANNING | PASCOLO 271 PRIVATE WEALTH MANAGEMENT | PARTRIDGE WEALTH | NAVALIS WEALTH MANAGMENT | LEXAURUM ADVISORS, LLC | LEXAURUM ADVISORS | LAZOR INSURANCE & FINANCIAL SERVICES | KRANSTUBER WEALTH MANAGEMENT | KOWITZ FINANCIAL GROUP | JR HASSEN WEALTH MANAGEMENT | INTEGRATIVE RISK MANAGEMENT | IN THE GAME WEALTH MANAGEMENT | HERITAGE ADVISORS | HARSHA ADVISORY GROUP | GRANT MARSHALL RETIREMENT & WEALTH PLANNING | GEMINI FINANCIAL ADVISORS | GAMEDAY WEALTH MANAGEMENT | FOCAL POINT FINANCIAL GROUP | ELEMENTAL WEALTH GROUP | CARPENTER AND ASSOCIATES | CAPITAL RESOURCE GROUP
CRD#: 283653 / SEC#: 801-107738
RIA
Registered Investment Advisory firm - (5/10/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(7/13/2016)
IAR
Texas(8/1/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LA
LEXAURUM ADVISORS
BLUE SKY FINANCIAL MANAGEMENT | WILEY FINANCIAL SERVICES | WEALTHCHARTER RETIREMENT PLANNING | VERITAS INVESTMENT PARTNERS, LLC | THE KIRKWOOD GROUP | THE DONNELLY COMPANY | SULLIVAN WEALTH STRATEGIES | STAPF FINANCIAL SERVICES | SPICER RETIREMENT ADVISORS | SHEPHERD ADVISOR | SEASONS FINANCIAL GROUP | RICHARD A. GAGNE & ASSOCIATES | PERSINGER PLANNING | PASCOLO 271 PRIVATE WEALTH MANAGEMENT | PARTRIDGE WEALTH | NAVALIS WEALTH MANAGMENT | LEXAURUM ADVISORS, LLC | LEXAURUM ADVISORS | LAZOR INSURANCE & FINANCIAL SERVICES | KRANSTUBER WEALTH MANAGEMENT | KOWITZ FINANCIAL GROUP | JR HASSEN WEALTH MANAGEMENT | INTEGRATIVE RISK MANAGEMENT | IN THE GAME WEALTH MANAGEMENT | HERITAGE ADVISORS | HARSHA ADVISORY GROUP | GRANT MARSHALL RETIREMENT & WEALTH PLANNING | GEMINI FINANCIAL ADVISORS | GAMEDAY WEALTH MANAGEMENT | FOCAL POINT FINANCIAL GROUP | ELEMENTAL WEALTH GROUP | CARPENTER AND ASSOCIATES | CAPITAL RESOURCE GROUP
CRD#: 283653 / SEC#: 801-107738
RIA
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Contact information
Main Address
16010 Metcalf Avenue, Suite 101, Overland Park, KS 66085
Mailing Address
Phone number
(913) 261-9316
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,641 |
| AUM (Assets Under Management) | $ 1,006,435,215 |
Red Flags
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Company Information
LEXAURUM ADVISORS
CRD#: 283653Johnston, IA 50131TRUST BUT VERIFY
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