Brad D. Pond
Professional summary
Brad Dana Pond is a registered financial professional currently at INTEGRITY FUNDS DISTRIBUTOR, LLC located in Minot, North Dakota.
Brad is registered as a RR (Registered Representative) and started their career in finance in 2002. Brad has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brad Dana Pond's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2024 - Present
INTEGRITY FUNDS DISTRIBUTOR, LLC
Office #1: 1 North Main Street, Minot, ND 58703-3189June 24, 2022 - September 11, 2024
EQUITABLE DISTRIBUTORS, LLC
December 1, 2020 - June 6, 2022
GREAT POINT CAPITAL LLC
May 29, 2019 - June 7, 2022
ACORN FINANCIAL ADVISORY SERVICES, INC.
December 3, 2018 - March 11, 2019
F3LOGIC, LLC
January 23, 2018 - March 6, 2019
INDEPENDENT FINANCIAL GROUP, LLC
October 7, 2008 - September 29, 2017
TRANSAMERICA CAPITAL, LLC
December 4, 2006 - October 6, 2008
COREBRIDGE CAPITAL SERVICES, INC.
February 27, 2002 - December 1, 2006
TRANSAMERICA CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2025)
(1/3/2025)
(11/19/2024)
(2/6/2025)
Exams
Series 99TO
Date: 11/18/2024
Operations Professional ExaminationFINRA
Current Firm
INTEGRITY FUNDS DISTRIBUTOR, LLC
CRD#: 26293 / SEC#: , 8-42561
Contact information
FINRA licenses (41 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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