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JH

Jon E. Huffman

HUFFMAN & ROSS WEALTH MANAGEMENT LLC
MORGANTOWN, WV 26508
Some features on this profile are disabled
CRD#: 4505697
JH

Professional summary

Jon Erik Huffman is a registered financial advisor currently at HUFFMAN & ROSS WEALTH MANAGEMENT LLC located in Morgantown, West Virginia.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jon has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ST JOSEPH HOLDINGS 6120 MID-ATLANTIC DRIVE MORGANTOWN, WV 26508, PART OWNER, DUTIES: GENERAL UPKEEP OF THE FARM, START DATE: 9/1/18, 4 HRS PER MO; 2) ST JOSEPH REAL ESTATE HOLDINGS, START DATE: 6/17/24, 2 HRS PER MO 3) OUTSIDE BUSINESS INSURANCE BROKERAGE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Erik Huffman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2025 - Present

HUFFMAN & ROSS WEALTH MANAGEMENT LLC

Office #1: 6220 Mid Atlantic Dr, Morgantown, WV 26508
RIA
CRD#: 334674
MORGANTOWN, WV
Past

April 5, 2021 - May 9, 2025

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
MORGANTOWN, WV
Past

April 1, 2021 - May 9, 2025

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
MORGANTOWN, WV
Past

December 3, 2013 - March 2, 2021

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
MORGANTOWN, WV
Past

November 7, 2013 - March 2, 2021

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
MORGANTOWN, WV
Past

April 18, 2006 - October 3, 2013

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
MORGANTOWN, WV
Past

April 18, 2006 - October 3, 2013

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
MORGANTOWN, WV
Past

January 24, 2006 - April 20, 2006

NEW ENGLAND SECURITIES

BD
CRD#: 615
HUNT VALLEY, MD
Past

March 18, 2002 - January 3, 2006

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HUFFMAN & ROSS WEALTH MANAGEMENT LLC
HUFFMAN & ROSS MANAGEMENT INC. | HUFFMAN & ROSS WEALTH MANAGEMENT LLC | HUFFMAN & ROSS WEALTH MANAGEMENT INC.

CRD#: 334674 / SEC#: 801-132669

RIA
Registered Investment Advisory firm - (4/30/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
West Virginia
(5/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/2/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/25/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/24/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/16/2002
Investment Company Products/Variable Contracts Representative Examination

Current Firm

H&
HUFFMAN & ROSS WEALTH MANAGEMENT LLC
HUFFMAN & ROSS MANAGEMENT INC. | HUFFMAN & ROSS WEALTH MANAGEMENT LLC | HUFFMAN & ROSS WEALTH MANAGEMENT INC.

CRD#: 334674 / SEC#: 801-132669

RIA
Registered Investment Advisory firm - (4/30/2025 Approved)
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Contact information

Main Address
6220 Mid Atlantic Dr, Morgantown, WV 26508
Mailing Address
Phone number
(304) 241-4478
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - HUFFMAN & ROSS MANAGEMENT (9/11/2025)

Regulatory assets under management

Total Number of Accounts274
AUM (Assets Under Management)$ 129,173,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUFFMAN & ROSS WEALTH MANAGEMENT LLC

CRD#: 334674Morgantown, WV 26508

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