Scott J. Steffen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Joseph Steffen was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2002. Scott had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2019 - April 26, 2019
ATCAPITAL MANAGEMENT
September 2, 2009 - November 4, 2010
INTEGRITY ALLIANCE, LLC.
November 28, 2007 - December 31, 2018
ATCAPITAL MANAGEMENT
December 6, 2004 - October 19, 2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 2, 2003 - December 3, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
March 27, 2002 - December 6, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ATCAPITAL MANAGEMENT
CRD#: 140215 / SEC#: 801-66771
Contact information
Red Flags
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