Emade Darwiche
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emade Darwiche MR, who also goes by Emade Darwiche, was a registered financial professional .
Emade is a previously registered financial professional and started their career in finance in 2002. Emade had worked at 6 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2017 - December 31, 2018
THE O.N. EQUITY SALES COMPANY
February 14, 2014 - January 20, 2017
MML INVESTORS SERVICES, LLC
February 17, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
February 17, 2004 - January 23, 2014
MSI FINANCIAL SERVICES, INC.
March 1, 2002 - July 16, 2002
TRADESTATION SECURITIES, INC.
February 21, 2002 - February 27, 2002
M. A. BERMAN CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
