KR
Korbett L. Roberts
M HOLDINGS SECURITIES
Waco, TX 76701
Some features on this profile are disabled
CRD#: 4504758
KR
Professional summary
Korbett Lane Roberts, CFP®, ChFC®, CLU® is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Waco, Texas.
Korbett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Korbett has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The Captain & Son LLC (a Texas LLC); 2424 Austin Avenue, Waco, TX 76701; 4/15/2018; Member; Joint ownership with Korbett Roberts in LLC for joint work expenses; investment related; 10 hours/month; 10 hours/month during business hours; Ownership, Commissions. 2) Baylor Family Business Institute; www.baylor.edu/business/familybusiness; 01/2015; Board Member; Provide strategic direction and support to BFBI; Not investment related; 1 hour/month; 0 hours/month during business hours; No compensation. 3) R 5 Backs; 2424 Austin Avenue, Waco, TX 76701; 01/01/2017; Member; Entity that holds various investments; Not investment related; 0 hours/month; 0 hours/month during business hours; No Compensation. 4) TCS Insurance; 1701 Austin Avenue, Suite B, Waco, TX 76701; 07/06/2020; Principal, Family Business Division; Marketing and sales of life insurance, consulting families regarding succession planning; Investment Related; 160 hours/month; 160 hours/month during business hours; Expense Reimbursement, Ownership, Profits, Commissions, Trips or Vacation Rentals, Wages, Salary, Tips. 5) Family Business Advisors, LLC; 1701 Austin Avenue, Suite B, Waco, TX 76701; 07/06/2020; Principal; Family business succession planning; Investment Related; 150 hours/month; 150 hours/month during business hours; Expense Reimbursement, Ownership, Profits, Commissions, Wages, Salary, Tips, Referrals or Referral Fees. 6) KSR Capital, LLC; 2424 Austin Avenue, Waco, TX 76701; 01/01/2015; Part Owner; 49% owner in wife's business, use LLC for holding some investments; Not Investment Related; 0 hours/month; 0 hours/month during business hours; Ownership. 7) KDawg, LLC; 815 Lake Air, Waco, TX 76710; 06/2014; Member; Own rental property with two other parties; Not Investment Related; 0 hours/month; 0 hours/month during business hours; Rental Income. 8) C-Willy, LLC; 2424 Austin Avenue, Waco, TX 76701; 09/2015; Managing Member; Own/operate LLC; Not Investment Related; 0 hours/month; 0 hours/month during business hours; Ownership. 9) Cactus Killers, LLC; 1701 Austin Avenue, Waco, TX 76701; 4/23/2018; Member; Commercial real estate purchase for rental; Not investment related; 0 hours/month; 0 hours/month during business hours; Ownership, commissions. 10) C & B Homecare; 217 South 28th Street Waco, TX 76710; Home Healthcare; Not Investment Related; Owner; One to two phone calls per month with fellow owners; 01/01/2014; 2 hours per month; 2 hours per month during trading hours. 11) Closetalker, LLC; 217 South 28th Street Waco, TX 76710; Entity Ownership; Investment Related; Vice President; Investor in the company which will own the land and sub-divide it; 02/01/2024; 0 hours per month; 0 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Korbett Lane Roberts's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Korbett Lane Roberts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
January 12, 2021 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1701 Austin Ave Suite B, Waco, TX 76701RIA
BD
CRD#: 43285
Waco, TX
Current
February 25, 2009 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1701 Austin Ave Suite B, Waco, TX 76701RIA
BD
CRD#: 43285
Waco, TX
Past
September 2, 2016 - July 6, 2020
ERBEN ASSOCIATES, LLC
RIA
CRD#: 148703
WACO, TX
Past
July 23, 2010 - September 6, 2016
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
WACO, TX
Past
July 1, 2008 - February 11, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
WACO, TX
Past
March 12, 2002 - February 11, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
WACO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/18/2021)
RR
Colorado(2/25/2009)
RR
Florida(8/19/2021)
RR
Hawaii(8/19/2021)
RR
Illinois(12/12/2023)
RR
Louisiana(12/11/2023)
RR
Oklahoma(1/18/2022)
RR
Oregon(5/17/2022)
RR
Texas(2/25/2009)
IAR
Texas(1/12/2021)
RR
Virginia(9/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
