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Christopher Dillon Allen

CRD# 4504457·Registered 2002 - 2012
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Dillon Allen, who also goes by Christopher Dillion Allen Mr., was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2002 - 2012. Christopher had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Dillion Allen Mr.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

RESOURCE SECURITIES LLC·CRD# 133022
BD
New York, NY
January 23, 2007 - October 26, 2012
BRYAN FUNDING, INC.·CRD# 11899
BD
Canonsburg, PA
October 19, 2004 - January 17, 2005
ANTHEM SECURITIES, INC.·CRD# 42420
BD
Philadelphia, PA
July 29, 2004 - January 22, 2007
BDO CAPITAL ADVISORS, LLC·CRD# 109679
BD
Boston, MA
May 17, 2002 - December 17, 2003

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Current Firm

RS
RESOURCE SECURITIES LLC

CHADWICK SECURITIES, INC. | RESOURCE SECURITIES, INC. | RESOURCE SECURITIES LLC

CRD#: 133022 / SEC#: 8-66669
BD
Terminated by SEC on 12/29/2020

Contact Information

Established

Delaware since 08/01/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RAI VENTURES LLCSOLE SHAREHOLDER—
BLOCK, LAWRENCE STEVENPRESIDENT, CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER3006613

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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