AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
PN

Preston A. Nevins

WEALTHFORGE SECURITIES
Richmond, VA 23230
Some features on this profile are disabled
CRD#: 4504381
PN

Professional summary

Preston Arthur Nevins, who also goes by Preston Arthur Nevins, is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Richmond, Virginia.

Preston is registered as a RR (Registered Representative) and started their career in finance in 2002. Preston has worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Preston Arthur Nevins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Preston Arthur Nevins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2025 - Present

WEALTHFORGE SECURITIES, LLC

Office #1: 3015 W Moore Street Suite 102, Richmond, VA 23230
BD
CRD#: 152550
Richmond, VA
Past

January 10, 2025 - December 2, 2025

ARKAP MARKETS, LLC

BD
CRD#: 326313
ATLANTA, GA
Past

October 20, 2020 - June 28, 2021

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

September 18, 2018 - December 13, 2018

BLUEROCK CAPITAL MARKETS LLC

BD
CRD#: 136974
NEW YORK, NY
Past

January 9, 2018 - September 14, 2018

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Atlanta, GA
Past

August 3, 2017 - November 14, 2017

TRITON PACIFIC SECURITIES, LLC

BD
CRD#: 139919
EL SEGUNDO, CA
Past

May 12, 2014 - August 3, 2017

TERRA CAPITAL MARKETS LLC

BD
CRD#: 123762
NEW YORK, NY
Past

September 4, 2012 - July 12, 2013

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
ATLANTA, GA
Past

June 7, 2012 - September 4, 2012

FORESIDE ASSOCIATES, LLC

BD
CRD#: 13494
ATLANTA, GA
Past

May 7, 2012 - June 5, 2012

CABIN SECURITIES, INC.

BD
CRD#: 137608
OVERLAND PARK, KS
Past

September 1, 2011 - April 11, 2012

DEWAAY FINANCIAL NETWORK, LLC

BD
CRD#: 30767
CLIVE, IA
Past

August 10, 2010 - June 30, 2011

TNP SECURITIES, LLC

BD
CRD#: 149178
COSTA MESA, CA
Past

April 17, 2003 - December 14, 2009

WELLS INVESTMENT SECURITIES,INC.

BD
CRD#: 15252
NORCROSS, GA
Past

April 15, 2002 - March 18, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/8/2025)
RR
Alaska
(1/6/2026)
RR
Arizona
(1/2/2026)
RR
Arkansas
(12/11/2025)
RR
California
(1/2/2026)
RR
Colorado
(1/6/2026)
RR
Connecticut
(1/5/2026)
RR
Delaware
(1/5/2026)
RR
District of Columbia
(1/6/2026)
RR
Florida
(12/4/2025)
RR
Georgia
(12/4/2025)
RR
Hawaii
(1/5/2026)
RR
Idaho
(1/2/2026)
RR
Illinois
(1/5/2026)
RR
Indiana
(1/21/2026)
RR
Iowa
(1/2/2026)
RR
Kansas
(1/7/2026)
RR
Kentucky
(1/6/2026)
RR
Louisiana
(1/5/2026)
RR
Maine
(1/2/2026)
RR
Maryland
(1/5/2026)
RR
Massachusetts
(1/5/2026)
RR
Michigan
(1/6/2026)
RR
Minnesota
(1/2/2026)
RR
Mississippi
(12/4/2025)
RR
Missouri
(1/2/2026)
RR
Montana
(1/2/2026)
RR
Nebraska
(1/2/2026)
RR
Nevada
(1/5/2026)
RR
New Hampshire
(1/5/2026)
RR
New Jersey
(2/4/2026)
RR
New Mexico
(1/5/2026)
RR
New York
(12/8/2025)
RR
North Carolina
(12/4/2025)
RR
North Dakota
(1/13/2026)
RR
Ohio
(1/2/2026)
RR
Oklahoma
(1/5/2026)
RR
Oregon
(1/12/2026)
RR
Pennsylvania
(1/6/2026)
RR
Puerto Rico
(1/23/2026)
RR
Rhode Island
(1/7/2026)
RR
South Carolina
(12/9/2025)
RR
South Dakota
(1/2/2026)
RR
Tennessee
(12/4/2025)
RR
Texas
(1/6/2026)
RR
Utah
(1/5/2026)
RR
Vermont
(1/2/2026)
RR
Virgin Islands
(1/5/2026)
RR
Virginia
(12/4/2025)
RR
Washington
(1/2/2026)
RR
West Virginia
(1/21/2026)
RR
Wisconsin
(1/5/2026)
RR
Wyoming
(1/2/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/12/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/28/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/12/2002
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WS
WEALTHFORGE SECURITIES, LLC
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: , 8-68464

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3015 W Moore St Suite 102, Richmond, VA 23230
Mailing Address
3015 W Moore St Suite 102, Richmond, VA 23230
Phone number
(804) 308-0431
Established
Virginia since 07/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEALTHFORGE HOLDINGS, INC.PARENT
ARLES, DONNA DIPIETROCFO, PFO, POO6489389
RAPER, JAMES LEROY JRCCO, COO5721253
ROBBINS, GEORGE WILLIAM IVCEO2440106

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHFORGE SECURITIES, LLC

CRD#: 152550Richmond, VA 23230

TRUST BUT VERIFY

Monitor Preston Nevins

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Karen Anne Jones
Karen JonesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Richmond, VA
JM
Joseph McveyAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Powhatan, VA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.