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PN

Preston A. Nevins

ARKAP MARKETS
DENVER, CO
Some features on this profile are disabled
CRD#: 4504381
PN

Professional summary


Preston Arthur Nevins, who also goes by Preston Arthur Nevins, Preston Nevins, is a registered financial professional currently at ARKAP MARKETS, LLC located in Denver, Colorado.

Preston is registered as a RR (Registered Representative) and started their career in finance in 2002. Preston has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Preston Arthur Nevins | Preston Nevins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Preston Arthur Nevins's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 10, 2025 - Present

ARKAP MARKETS, LLC

BD
CRD#: 326313
DENVER, CO
Past

October 20, 2020 - June 28, 2021

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

September 18, 2018 - December 13, 2018

BLUEROCK CAPITAL MARKETS LLC

BD
CRD#: 136974
NEW YORK, NY
Past

January 9, 2018 - September 14, 2018

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Atlanta, GA
Past

August 3, 2017 - November 14, 2017

TRITON PACIFIC SECURITIES, LLC

BD
CRD#: 139919
EL SEGUNDO, CA
Past

May 12, 2014 - August 3, 2017

TERRA CAPITAL MARKETS LLC

BD
CRD#: 123762
NEW YORK, NY
Past

September 4, 2012 - July 12, 2013

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
ATLANTA, GA
Past

June 7, 2012 - September 4, 2012

FORESIDE ASSOCIATES, LLC

BD
CRD#: 13494
ATLANTA, GA
Past

May 7, 2012 - June 5, 2012

CABIN SECURITIES, INC.

BD
CRD#: 137608
OVERLAND PARK, KS
Past

September 1, 2011 - April 11, 2012

DEWAAY FINANCIAL NETWORK, LLC

BD
CRD#: 30767
CLIVE, IA
Past

August 10, 2010 - June 30, 2011

TNP SECURITIES, LLC

BD
CRD#: 149178
COSTA MESA, CA
Past

April 17, 2003 - December 14, 2009

WELLS INVESTMENT SECURITIES,INC.

BD
CRD#: 15252
NORCROSS, GA
Past

April 15, 2002 - March 18, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(2/14/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 2/12/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AM
ARKAP MARKETS, LLC
ARKAP MARKETS | ARKAP MARKETS, LLC

CRD#: 326313 / SEC#: , 8-71132

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
2827 Peachtree Road, Suite 510, Atlanta, GA 30305
Mailing Address
2827 Peachtree Road, Suite 510, Atlanta, GA 30305
Phone number
(404) 445-0035
Established
Georgia since 06/26/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ARKADIOS HOLDINGS, INC.MEMBER
MCCOMB, MAX MICHAELCHIEF COMPLIANCE OFFICER1347500
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
ROMERO, NATHAN KENNETHMANAGING DIRECTOR5222267

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARKAP MARKETS, LLC

CRD#: 326313Denver, CO

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