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BP

Brian R. Patterson

ADVISORS CAPITAL MANAGEMENT
Carlsbad, CA
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CRD#: 4504374
BP
Brian Reith PattersonADVISORS CAPITAL MANAGEMENT

Professional summary

Brian Reith Patterson, who also goes by Brian Reith Patterson, Brian Patterson, is a registered financial advisor currently at ADVISORS CAPITAL MANAGEMENT, LLC located in Carlsbad, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brian has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Brian Reith Patterson | Brian Patterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Reith Patterson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2026 - Present

ADVISORS CAPITAL MANAGEMENT, LLC

RIA
CRD#: 112266
Carlsbad, CA
Past

February 4, 2025 - July 1, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI
Past

February 3, 2025 - July 1, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Carlsbad, CA
Past

July 27, 2009 - August 16, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
FRESNO, CA
Past

July 24, 2009 - August 16, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
FRESNO, CA
Past

June 1, 2009 - August 14, 2009

MORGAN STANLEY

RIA
CRD#: 149777
FRESNO, CA
Past

June 1, 2009 - August 14, 2009

MORGAN STANLEY

BD
CRD#: 149777
FRESNO, CA
Past

April 16, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
FRESNO, CA
Past

March 25, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
FRESNO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ADVISORS CAPITAL MANAGEMENT, LLC
ACM WEALTH | FOREFRONT WEALTH PLANNING AND ASSET MANAGEMENT | BRIDGEVIEW WEALTH | ADVISORS FINANCIAL CENTER, L.L.C. | ADVISORS CAPITAL MANAGMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266 / SEC#: 801-62058

RIA
Registered Investment Advisory firm - (5/16/2003 Approved)
Connecticut
Registered Investment Advisory firm - (6/24/2003 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)
Kentucky
Registered Investment Advisory firm - (6/16/2003 Terminated)
New Jersey
Registered Investment Advisory firm - (6/18/2003 Terminated)
New York
Registered Investment Advisory firm - (6/18/2003 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/24/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/14/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/9/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/4/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/9/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/22/2002
General Securities Representative Examination

Current Firm

AC
ADVISORS CAPITAL MANAGEMENT, LLC
ACM WEALTH | FOREFRONT WEALTH PLANNING AND ASSET MANAGEMENT | BRIDGEVIEW WEALTH | ADVISORS FINANCIAL CENTER, L.L.C. | ADVISORS CAPITAL MANAGMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266 / SEC#: 801-62058

RIA
Registered Investment Advisory firm - (5/16/2003 Approved)
Connecticut
Registered Investment Advisory firm - (6/24/2003 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)
Kentucky
Registered Investment Advisory firm - (6/16/2003 Terminated)
New Jersey
Registered Investment Advisory firm - (6/18/2003 Terminated)
New York
Registered Investment Advisory firm - (6/18/2003 Terminated)
Loading...

Contact information

Main Address
10 Wilsey Square Suite 200, Ridgewood, NJ 07450
Mailing Address
Phone number
(201) 447-3400
Established
Firm type
Fiscal year end
# of Employees
87

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADVISORS CAPITAL PART 2A DISCLOSURE BROCHURE (3/31/2025)
ACM WEALTH DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts14,670
AUM (Assets Under Management)$ 9,470,063,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266Carlsbad, CA

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