Nathan J. Fiser
MODERN WEALTH MANAGEMENT
Lenexa, KS 66227
Some features on this profile are disabled
CRD#: 4504287
Professional summary
Nathan James Fiser, CFP® is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Lenexa, Kansas.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Nathan has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FISER GROUP, P.A.INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION, HEALTH CARE CONSULTING, BILLING, PRACTICE MANAGEMENT, INSURANCE START DATE: 1/2015; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: PARTNER; BRIEF DESCRIPTION OF DUTIES: SECRETARY (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 05/2019 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONG TERM CARE ; (3) FIRST NATIONAL BANK OF INDEPENDENCE, 113 N. PENN AVE., INDEPENDENCE, KS, 67301. FAMILY OWNED BANK, PASSIVE INVESTOR. (4) NAME OF OTHER BUSINESS: INTERNATIONAL ESSENTIAL TREMOR FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: P O BOX 14005 LENEXA KS 66285; NATURE OF BUSINESS: NON PROFIT; START DATE: 7/2021; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS,SUPPORT SERVICES, POLICIES AND SERVICES; (5) NAME OF OTHER BUSINESS: SHAWNEE CHAMBER OF COMMERCE ; INVESTMENT RELATED: NO ; ADDRESS: 15100 W. 67TH ST, STE202, SHAWNEE KS 66217 ; NATURE OF BUSINESS: CHAMBER OF COMMERCE ; START DATE: 06/2021 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ADVISING AND GIVING OPINION ON DIRECTION OF THE CHAMBER ;
CRS (Client Relationship Summary) - RIA
Click below to view Nathan James Fiser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
September 27, 2024 - Present
MODERN WEALTH MANAGEMENT, LLC
Office #1: 13550 W 95th St., Lenexa, KS 66227RIA
CRD#: 324624
Lenexa, KS
Past
March 21, 2024 - October 7, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LENEXA, KS
Past
May 16, 2011 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
LENEXA, KS
Past
May 16, 2011 - October 7, 2024
CETERA ADVISORS LLC
BD
CRD#: 10299
LENEXA, KS
Past
February 1, 2005 - June 10, 2011
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
LENEXA, KS
Past
September 9, 2004 - June 10, 2011
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
LENEXA, KS
Past
May 23, 2002 - January 21, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(9/27/2024)
IAR
Texas(9/27/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
13550 W 95th St., Lenexa, KS 66227
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,823 |
| AUM (Assets Under Management) | $ 6,148,915,787 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
