Amit Gupta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amit Gupta was a registered financial professional .
Amit is a previously registered financial professional and started their career in finance in 2002. Amit had worked at 3 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2006 - December 2, 2016
WOLVERINE TRADING, LLC
November 9, 2005 - November 9, 2005
QUIET LIGHT SECURITIES, LLC
April 15, 2002 - June 16, 2003
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOLVERINE TRADING, LLC
CRD#: 36848 / SEC#: , 8-47484
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOLVERINE HOLDINGS, L.P. | MANAGING MEMBER | |
| BELLICK, ROBERT ROSS | MANAGING DIRECTOR | 1715715 |
| CAVICKE, DAVID | CHIEF LEGAL OFFICER | 6027073 |
| GUST, CHRISTOPHER LAZARUS | MANAGING DIRECTOR | 2311366 |
| HENSCHEL, ERIC JONATHAN | MANAGING DIRECTOR | 3237017 |
| KULA, JUDITH MARIE | SERIES 27 FINANCIAL & OPERATIONS PRINCIPAL | |
| MCMAHON, CASEY JAMES | CHIEF COMPLIANCE OFFICER | 6117524 |
Disclosures
| Regulatory Event | 63 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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