Naoka Nakagawa
Professional summary
Naoka Nakagawa, who also goes by Naoka Nakagawa-russo, is a registered financial advisor currently at PRISM PLANNING AND SOLUTIONS GROUP located in White Plains, New York.
Naoka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Naoka has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Naoka Nakagawa's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2026 - Present
PRISM PLANNING AND SOLUTIONS GROUP
October 13, 2020 - April 6, 2026
INSIGHT ADVISORS, LLC
July 29, 2011 - October 15, 2020
MORGAN STANLEY
July 28, 2011 - October 15, 2020
MORGAN STANLEY
June 30, 2005 - August 2, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 2002 - August 2, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/20/2026)
Exams
Current Firm
PRISM PLANNING AND SOLUTIONS GROUP
CRD#: 340003 / SEC#: 801-135208
Contact information
SEC notice filing (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.