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Naoka Nakagawa

PRISM PLANNING AND SOLUTIONS GROUP
WHITE PLAINS, NY
Some features on this profile are disabled
CRD#: 4503583
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Professional summary

Naoka Nakagawa, who also goes by Naoka Nakagawa-russo, is a registered financial advisor currently at PRISM PLANNING AND SOLUTIONS GROUP located in White Plains, New York.

Naoka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Naoka has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Naoka Nakagawa-Russo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Naoka Nakagawa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 20, 2026 - Present

PRISM PLANNING AND SOLUTIONS GROUP

RIA
CRD#: 340003
WHITE PLAINS, NY
Past

October 13, 2020 - April 6, 2026

INSIGHT ADVISORS, LLC

RIA
CRD#: 168057
White Plains, NY
Past

July 29, 2011 - October 15, 2020

MORGAN STANLEY

RIA
CRD#: 149777
PURCHASE, NY
Past

July 28, 2011 - October 15, 2020

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

June 30, 2005 - August 2, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
WHITE PLAINS, NY
Past

July 19, 2002 - August 2, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
WHITE PLAINS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(2/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/29/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/2002
General Securities Representative Examination

Current Firm

PP
PRISM PLANNING AND SOLUTIONS GROUP
PPSGRP LLC | PRISM PLANNING AND SOLUTIONS GROUP

CRD#: 340003 / SEC#: 801-135208

RIA
Registered Investment Advisory firm - (2/17/2026 120-Day Approval)
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Contact information

Main Address
White Plains, NY
Mailing Address
Phone number
(914) 475-7962
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRISM PLANNING AND SOLUTIONS GROUP - ADV2A (2/15/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRISM PLANNING AND SOLUTIONS GROUP

CRD#: 340003White Plains, NY

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