GJ
George W. Johnson
DISCIPLINE WEALTH SOLUTIONS
TROY, MI 48084
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CRD#: 4503530
GJ
Professional summary
George Wesley Johnson III is a registered financial advisor currently at DISCIPLINE WEALTH SOLUTIONS, INC. located in Troy, Michigan.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. George has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE AGENT- INVESTMENT RELATED-ROCHESTER, TROY, MICHIGAN, INSURANCE SALES, AGENT, 2009, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS. (2) GEORGE W. JOHNSON FINANCIAL ADVISORS - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - INV REL - START 01/01/2010 - TROY, MI 48362 - NOT OFFERED TO THE PUBLIC, ONLY USED FOR TAX PURPOSES. - 0 HR/MO (3) ELITE RESOURCE TEAM, NOT INVESTMENT RELATED, TROY, MICHIGAN, BUSINESS CONSULTING, REFERRAL REPRESENTATIVE; 2021; APPROXIMATELY 10%; REFER SERVICES BASED ON NEEDS OF REFEREE. (4) ALPHA CFO SERVICES, NOT INVESTMENT RELATED; TROY, MICHIGAN, BUSINESS CONSULTING; REFERRAL REPRESENTATIVE; 2022; APPROXIMATELY 10%; REFER SERVICES BASED ON NEEDS OF REFEREE. (5) ESTATE PLAN GURU; NOT INVESTMENT RELATED; TROY, MICHIGAN; ESTATE PLANNING SERVICES; CUSTOMER SERVICE LIAISON; 2022; APPROXIMATELY 10%; PROVIDE ASSISTANCE TO CLIENTS WORKING WITH ASSIGNED LAWYER.
CRS (Client Relationship Summary) - RIA
Click below to view George Wesley Johnson III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2024 - Present
DISCIPLINE WEALTH SOLUTIONS, INC.
Office #1: 100 West Big Beaver Road, Suite 201, Troy, MI 48084RIA
CRD#: 315846
TROY, MI
Past
July 8, 2021 - October 24, 2024
CPR INVESTMENTS INC
RIA
CRD#: 139067
ROCHESTER, MI
Past
July 27, 2015 - December 9, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHESTERFIELD, MI
Past
May 29, 2013 - December 9, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
CHESTERFIELD, MI
Past
May 2, 2005 - June 4, 2013
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
AUBURN HILLS, MI
Past
March 28, 2002 - October 31, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MIDVALE, UT
Past
March 13, 2002 - October 31, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 13, 2002 - October 31, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DISCIPLINE WEALTH SOLUTIONS, INC.
AR 21 INVESTMENT ADVISORY SERVICE | WISER FINANCIAL COACHING, LLC | V8 WEALTH | V8 INVESTMENT ADVISORS | THE STAHLNECKER GROUP LLC | PETRY FINANCIAL SERVICES | JOSYLN FINANCIAL SERIVICES | FOREVER YOUNG FINANCIAL | FINANCIAL WINGS, LLC | FIGTREE FINANCIAL SERVICES, LLC | DISCIPLINE WEALTH SOLUTIONS, INC. | CUCHETTI FINANCIAL PARTNERS LLC | BYRD ASSET MANAGEMENT, LLC
CRD#: 315846 / SEC#: 801-122049
RIA
Registered Investment Advisory firm - (8/10/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(10/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DW
DISCIPLINE WEALTH SOLUTIONS, INC.
AR 21 INVESTMENT ADVISORY SERVICE | WISER FINANCIAL COACHING, LLC | V8 WEALTH | V8 INVESTMENT ADVISORS | THE STAHLNECKER GROUP LLC | PETRY FINANCIAL SERVICES | JOSYLN FINANCIAL SERIVICES | FOREVER YOUNG FINANCIAL | FINANCIAL WINGS, LLC | FIGTREE FINANCIAL SERVICES, LLC | DISCIPLINE WEALTH SOLUTIONS, INC. | CUCHETTI FINANCIAL PARTNERS LLC | BYRD ASSET MANAGEMENT, LLC
CRD#: 315846 / SEC#: 801-122049
RIA
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Contact information
Main Address
15 Halton Green Way, Greenville, SC 29607
Mailing Address
Phone number
(864) 322-6046
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,750 |
| AUM (Assets Under Management) | $ 316,318,696 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
