JZ
Judith A. Zeigler
PLANMEMBER SECURITIES
San Leandro, CA
Some features on this profile are disabled
CRD#: 4503502
JZ
Professional summary
Judith Angela Zeigler, who also goes by Judy A Zeigler, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in San Leandro, California.
Judith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Judith has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Judy A Zeigler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JUDITH A. ZEIGLER, SELF EMPLOYED-724 CHICO DR., SAN LEANDRO, CA 94578; INVESTMENT RELATED; FINANCIAL & INSURANCE SALES & SERVICES; INSURANCE AGENT; START DATE 9/01; 20-40 HRS/MNTH & DURING TRADING. 2. JUDITH A. ZEIGLER, SELF EMPLOYED-724 CHICO DR., SAN LEANDRO, CA 94578; INVESTMENT RELATED; FINANCIAL PLANING SERVICES; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 8/08; APPROX. 40 HRS/MNTH & DURING TRADING. 3. JUDITH ZEIGLER, SELF EMPLOYED-724 CHICO DR., SAN LEANDRO, CA 94578; NON-INVESTMENT RELATED; NUSKIN PRODUCT DISTRIBUTOR; START DATE 10/12; 5 HRS/MNTH; 0 HRS/MNTH DURING TRADING. 4)AMERICA'S TAX SOLUTIONS; 724 CHICO DR. SAN LEANDRO, CA 94578; AGENT; START DATE: 5/1/2015; NATURE OF BUS: CPA REFERRALS FOR LIFE INSURANCE, FIXED ANNUITY, LONG TERM CARE AND FIXED INDEXED ANNUITY; IR; APPROX. NUMBER OF HOURS/MONTH DEVOTED TO THIS BUSINESS: 20; APPROX. NUMBER OF HOURS/MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 20 5)JUDITH ZEIGLER - SELF-EMPLOYED; 724 CHICO DR., SAN LEANDRO, CA 94578; PROPRIETOR; START DATE: 1/1/2001; NATURE OF BUS: TAX PREPARATION; IR; APPROX. NUMBER OF HOURS/MONTH DEVOTED TO THIS BUSINESS: 15; APPROX. NUMBER OF HOURS/MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 15 6) Judy Zeigler Pranic Healing; 724 Chico Drive, San Leandro CA 94577; Start Date: 10/27/2024; Sole Proprietor; Perform Pranic Healing on clients as well as coach and support other pranic healers; 20 hrs/mo; 0 hrs/mo during trading; NIR
CRS (Client Relationship Summary) - RIA
Click below to view Judith Angela Zeigler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Judith Angela Zeigler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2013 - Present
PLANMEMBER SECURITIES CORPORATION
RIA
BD
CRD#: 11869
San Leandro, CA
Current
October 7, 2013 - Present
PLANMEMBER SECURITIES CORPORATION
RIA
BD
CRD#: 11869
San Leandro, CA
Past
October 25, 2012 - October 7, 2013
VERITRUST FINANCIAL, LLC
RIA
CRD#: 106594
SAN LEANDRO, CA
Past
October 25, 2012 - October 7, 2013
VERITRUST FINANCIAL, LLC
BD
CRD#: 106594
AUSTIN, TX
Past
August 5, 2009 - October 29, 2012
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
EMERYVILLE, CA
Past
August 3, 2009 - October 29, 2012
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
EMERYVILLE, CA
Past
January 5, 2009 - August 4, 2009
FINANCIAL WEST GROUP
RIA
CRD#: 16668
SAN LEANDRO, CA
Past
January 5, 2009 - August 4, 2009
FINANCIAL WEST GROUP
BD
CRD#: 16668
RENO, NV
Past
August 11, 2008 - December 31, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
SAN LEANDRO, CA
Past
July 11, 2007 - December 31, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
SAN LEANDRO, CA
Past
April 22, 2002 - July 19, 2007
VERITRUST FINANCIAL, LLC
BD
CRD#: 106594
AUSTIN, TX
Past
February 25, 2002 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/7/2013)
IAR
California(10/7/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
