KD
Kevin P. Davis
INLAND SECURITIES
Oak Brook, IL 60523
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CRD#: 4503125
KD
Professional summary
Kevin Paul Davis is a registered financial professional currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2002. Kevin has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kevin Paul Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2021 - Present
INLAND SECURITIES CORPORATION
Office #1: 2901 Butterfield Road, Oak Brook, IL 60523BD
CRD#: 15807
Oak Brook, IL
Past
January 2, 2020 - October 6, 2020
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
Alpharetta, GA
Past
May 1, 2018 - December 31, 2019
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
January 13, 2014 - April 16, 2018
CNL SECURITIES CORP.
BD
CRD#: 10356
ORLANDO, FL
Past
November 28, 2012 - December 19, 2013
TERRA CAPITAL MARKETS LLC
BD
CRD#: 123762
NEW YORK, NY
Past
March 26, 2002 - November 19, 2012
WELLS INVESTMENT SECURITIES,INC.
BD
CRD#: 15252
NORCROSS, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/18/2024)
RR
Alaska(10/18/2024)
RR
Arizona(10/18/2024)
RR
Arkansas(10/18/2024)
RR
California(10/18/2024)
RR
Colorado(10/18/2024)
RR
Connecticut(10/18/2024)
RR
Delaware(10/18/2024)
RR
District of Columbia(10/18/2024)
RR
Florida(10/18/2024)
RR
Georgia(4/19/2021)
RR
Hawaii(10/18/2024)
RR
Idaho(10/18/2024)
RR
Illinois(10/18/2024)
RR
Indiana(10/18/2024)
RR
Iowa(10/18/2024)
RR
Kansas(10/18/2024)
RR
Kentucky(10/18/2024)
RR
Louisiana(10/18/2024)
RR
Maine(10/18/2024)
RR
Maryland(10/18/2024)
RR
Massachusetts(10/18/2024)
RR
Michigan(10/18/2024)
RR
Minnesota(10/18/2024)
RR
Mississippi(10/18/2024)
RR
Missouri(10/18/2024)
RR
Montana(10/18/2024)
RR
Nebraska(10/18/2024)
RR
Nevada(10/18/2024)
RR
New Hampshire(10/18/2024)
RR
New Jersey(10/18/2024)
RR
New Mexico(10/18/2024)
RR
New York(10/18/2024)
RR
North Carolina(10/18/2024)
RR
North Dakota(10/18/2024)
RR
Ohio(10/18/2024)
RR
Oklahoma(10/18/2024)
RR
Oregon(10/18/2024)
RR
Pennsylvania(10/18/2024)
RR
Puerto Rico(10/18/2024)
RR
Rhode Island(10/18/2024)
RR
South Carolina(10/18/2024)
RR
South Dakota(10/18/2024)
RR
Tennessee(10/18/2024)
RR
Texas(10/18/2024)
RR
Utah(10/18/2024)
RR
Vermont(10/18/2024)
RR
Virgin Islands(10/18/2024)
RR
Virginia(10/18/2024)
RR
Washington(10/18/2024)
RR
West Virginia(10/18/2024)
RR
Wisconsin(10/18/2024)
RR
Wyoming(10/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IS
INLAND SECURITIES CORPORATION
INCOR SECURITIES CORPORATION | INTERVEST NATIONAL SECURITIES CORPORATION | INLAND SECURITIES CORPORATION
CRD#: 15807 / SEC#: , 8-32775
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
2901 Butterfield Road, Oak Brook, IL 60523
Mailing Address
2901 Butterfield Road, Oak Brook, IL 60523
Phone number
(630) 218-8000
Established
Delaware since 08/14/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INLAND REAL ESTATE INVESTMENT CORPORATION | CORPORATION | |
| CHERESO, ANTHONY JOSEPH | DIRECTOR | 5289928 |
| HRTANEK, CATHLEEN MAY-ORBAN | DIRECTOR | 7886681 |
| KASPRZAK, DAVID EDWARD | PRINCIPAL, EXECUTIVE VICE PRESIDENT | 2651202 |
| LYNCH, CATHERINE LYNN | CHIEF FINANCIAL OFFICER & DIRECTOR | 2584621 |
| TUCEK, AMY CATHERINE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2021342 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
