Walter E. Phillips
Professional summary
Walter Eugene Phillips JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Walter is a previously registered financial advisor and started their career in finance in 2002. Prior to being barred, Walter had worked at 2 firms, which includes FREEDOM ASSET MANAGEMENT INC., FREEDOM FINANCIAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2002 - July 22, 2004
FREEDOM ASSET MANAGEMENT, INC.
March 13, 2002 - September 15, 2003
FREEDOM FINANCIAL, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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