JP
John R. Pearce
VAN HULZEN FINANCIAL ADVISORS
El Dorado Hills, CA 95762
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CRD#: 4503062
JP
Professional summary
John Roberson Pearce is a registered financial advisor currently at VAN HULZEN FINANCIAL ADVISORS located in El Dorado Hills, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. John has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Roberson Pearce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2011 - Present
VAN HULZEN FINANCIAL ADVISORS
Office #1: 4370 Town Center Blvd. Suite 220, El Dorado Hills, CA 95762RIA
CRD#: 116632
El Dorado Hills, CA
Past
September 9, 2003 - November 7, 2007
CREDIT SUISSE SECURITIES (USA) LLC
RIA
CRD#: 816
NEW YORK, NY
Past
September 4, 2002 - November 7, 2007
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VH
VAN HULZEN FINANCIAL ADVISORS
BANDELIER ASSET MANAGEMENT A DIVISION OF VAN HULZEN ASSET MANAGEMENT, LLC | WETSEL FINANCIAL | VAN HULZEN FINANCIAL ADVISORS | VAN HULZEN ASSET MANAGEMENT, LLC | VAN HULZEN ASSET MANAGEMENT | SCHREUR FINANCIAL | GOALPATH FINANCIAL PLANNING
CRD#: 116632 / SEC#: 801-61884
RIA
Registered Investment Advisory firm - (3/14/2003 Approved)California
Registered Investment Advisory firm - (5/8/2003 Terminated)Colorado
Registered Investment Advisory firm - (12/31/2002 Terminated)Texas
Registered Investment Advisory firm - (6/19/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/4/2011)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
VH
VAN HULZEN FINANCIAL ADVISORS
BANDELIER ASSET MANAGEMENT A DIVISION OF VAN HULZEN ASSET MANAGEMENT, LLC | WETSEL FINANCIAL | VAN HULZEN FINANCIAL ADVISORS | VAN HULZEN ASSET MANAGEMENT, LLC | VAN HULZEN ASSET MANAGEMENT | SCHREUR FINANCIAL | GOALPATH FINANCIAL PLANNING
CRD#: 116632 / SEC#: 801-61884
RIA
Registered Investment Advisory firm - (3/14/2003 Approved)California
Registered Investment Advisory firm - (5/8/2003 Terminated)Colorado
Registered Investment Advisory firm - (12/31/2002 Terminated)Texas
Registered Investment Advisory firm - (6/19/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4370 Town Center Blvd. Suite 220, El Dorado Hills, CA 95762
Mailing Address
Phone number
(916) 608-4284
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,701 |
| AUM (Assets Under Management) | $ 1,859,922,004 |
Red Flags
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Company Information
VAN HULZEN FINANCIAL ADVISORS
CRD#: 116632El Dorado Hills, CA 95762TRUST BUT VERIFY
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