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DM

Deann D. Manchester

USP SECURITIES
Dallas, TX 75254
Some features on this profile are disabled
CRD#: 4503018
DM

Professional summary


Deann Dray Manchester is a registered financial professional currently at USP SECURITIES CORPORATION located in Dallas, Texas.

Deann is registered as a RR (Registered Representative) and started their career in finance in 2002. Deann has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 22 and Series 28 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Deann Dray Manchester's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 27, 2002 - Present

USP SECURITIES CORPORATION

Office #1: 14201 Dallas Parkway International Plaza, Dallas, TX 75254Office #2: 14201 Dallas Parkway International Plaza, Dallas, TX 75254
BD
CRD#: 47725
Dallas, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/20/2022)
RR
Missouri
(9/25/2024)
RR
Texas
(5/27/2002)

Exams


State Security Law Exam
RR
Series 63
Date: 3/1/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 5/22/2002
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm


US
USP SECURITIES CORPORATION
ORTHOLINK SECURITIES CORPORATION | USP SECURITIES CORPORATION

CRD#: 47725 / SEC#: , 8-51883

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
14201 Dallas Parkway International Plaza, Dallas, TX 75254
Mailing Address
14201 Dallas Parkway International Plaza, Dallas, TX 75254
Phone number
(972) 713-3500
Established
Tennessee since 05/05/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ORTHOLINK PHYSICIANS CORPORATIONSINGLE SHAREHOLDER
WONS, TIMOTHY ROBERTPRESIDENT1990635
WONS, TIMOTHY ROBERTCHIEF COMPLIANCE OFFICER1990635

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


USP SECURITIES CORPORATION

CRD#: 47725Dallas, TX 75254

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