Steven W. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Willard King was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2002. Steven had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2014 - December 31, 2017
GOLDENEYE ASSET MANAGEMENT, LLC
August 25, 2010 - December 31, 2012
GOLDENEYE ASSET MANAGEMENT, LLC
September 29, 2008 - August 10, 2009
NATIONAL PLANNING CORPORATION
November 17, 2003 - December 31, 2005
NATIONAL PLANNING CORPORATION
November 12, 2003 - August 10, 2009
NATIONAL PLANNING CORPORATION
April 10, 2002 - November 12, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
GOLDENEYE ASSET MANAGEMENT, LLC
CRD#: 170983 / SEC#:
Contact information
Red Flags
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