Ping P. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ping P Lee, who also goes by Ping Li, was a registered financial professional .
Ping is a previously registered financial professional and started their career in finance in 2002. Ping had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2005 - November 18, 2016
THE HINA GROUP, INC.
April 12, 2002 - December 17, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2002 - December 17, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE HINA GROUP, INC.
CRD#: 128128 / SEC#: , 8-66091
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE HINA GROUP HOLDINGS | SOLE STOCKHOLDER | |
| CLOW, ERIC DEMEY | CHIEF FINANCIAL OFFICER & FINOP | |
| ZHANG, MIN | CEO & CCO | 4997308 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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