AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
LD

Larry J. Dearman

Some features on this profile are disabled
CRD#: 4502863
LD

Professional summary

Larry Joe Dearman SR. was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Larry is a previously registered financial advisor and started their career in finance in 2002. Prior to being barred, Larry had worked at 5 firms, which includes CAMBRIDGE LEGACY SECURITIES L.L.C., SECURITIES AMERICA INC., FG WEALTH MANAGEMENT, BRECEK & YOUNG ADVISORS INC., EQUITABLE ADVISORS LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 1, 2010 - May 2, 2012

CAMBRIDGE LEGACY SECURITIES L.L.C.

BD
CRD#: 103722
BARTLESVILLE, OK
Past

January 23, 2009 - February 1, 2010

SECURITIES AMERICA, INC.

BD
CRD#: 10205
BARTLESVILLE, OK
Past

November 1, 2005 - September 14, 2012

FG WEALTH MANAGEMENT

RIA
CRD#: 117845
BARTLESVILLE, OK
Past

February 8, 2005 - December 31, 2005

BRECEK & YOUNG ADVISORS, INC.

RIA
CRD#: 40395
BARTLESVILLE, OK
Past

February 3, 2005 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

BD
CRD#: 40395
BARTLESVILLE, OK
Past

May 15, 2002 - February 9, 2005

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
BARTLESVILLE, OK
Past

April 16, 2002 - February 9, 2005

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/29/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/15/2002
General Securities Representative Examination

Current Firm

CL
CAMBRIDGE LEGACY SECURITIES L.L.C.
ABEL FINANCIAL | WEALTH MANAGEMENT ADVISORS | VALTA INC | U.S. WEALTH ADVISORS, INC. | TRUSTMARK FINANCIAL SERVICES | THE FOCUS GROUP ADVISORS | STRATEGIC FINANCIAL SOLUTIONS, INC. | SNIDER WEALTH MANAGEMENT | NORTHSTAR BROKERAGE | MYLER FINANCIAL PLANNING | MIKE HENRY & ASSOCIATES | MICELI CASTELLON | LIGHTHOUSE FINANCIAL GROUP | LEGACY WEALTH ADVISORS | KNIGHTSBRIDGE GROUP, LLC | IDEAL LIFE ADVISORS | HORIZON ADVISORS | COUR FINANCIAL LLC | CORNERSTONE FINANCIAL ADVISORS | CORNERSTOME FINANCIAL SERVICES, INC. | CAMBRIDGE LEGACY SECURITIES L.L.C. | BREEDLOVE FINANCIAL

CRD#: 103722 / SEC#: , 8-52220

BD
Terminated by SEC on 06/12/2012
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 09/09/1999
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
THE CAMBRIDGE LEGACY GROUP, INC.SHAREHOLDER
ARENDER, GREGORY ALLENFINANCIAL OPERATION PRINCIPAL5978765
FINCHER, TOMMY EDWARDPRESIDENT / CHIEF COMPLIANCE OFFICER1725266

Disclosures

Regulatory Event8
Civil Event1
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAMBRIDGE LEGACY SECURITIES L.L.C.

CRD#: 103722

TRUST BUT VERIFY

Monitor Larry Dearman

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics