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MS

Magdalena B. Santos

WESTPARK WEALTH ADVISORS
Houston, TX 77077
Some features on this profile are disabled
CRD#: 4502680
MS

Professional summary

Magdalena Beatriz Santos, who also goes by Magdalena Beatriz Cruz, Maggie Santos, is a registered financial advisor currently at WESTPARK WEALTH ADVISORS, INC. located in Houston, Texas and CALTON & ASSOCIATES, INC. located in Houston, Texas.

Magdalena is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Magdalena has worked at 3 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Magdalena Beatriz Cruz | Maggie Santos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
No. 1 - Name of Business: Westpark Wealth Advisors, Inc. (Formerly known as IMS Financial Advisors, Inc.) Investment Related. Address: 13111 Westheimer Rd. Suite 475, Houston, TX 77077 Nature of Business: Fee base business. Position/Title/Relationship: Investment Adviser Representative. Start Date: 02/2008. Hours per month: 1. Hours per month during Securities trading hours: 1%. Duties/Responsibilities: As an IAR, I am able to offer fee based products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Magdalena Beatriz Santos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 14, 2008 - Present

WESTPARK WEALTH ADVISORS, INC.

Office #1: 13111 Westheimer Rd. Suite 475, Houston, TX 77077
RIA
CRD#: 130914
Houston, TX
Current

November 9, 2017 - Present

CALTON & ASSOCIATES, INC.

Office #1: 13111 Westheimer Road Suite 475, Houston, TX 77077
RIA
BD
CRD#: 20999
Houston, TX
Past

July 19, 2007 - November 30, 2017

IMS SECURITIES, INC.

BD
CRD#: 35567
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS

CRD#: 130914 / SEC#: 801-63009

RIA
Registered Investment Advisory firm - (4/28/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Texas
(2/14/2008)
RR
Texas
(11/9/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/15/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/17/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/26/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS

CRD#: 130914 / SEC#: 801-63009

RIA
Registered Investment Advisory firm - (4/28/2004 Approved)
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Contact information

Main Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Mailing Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Phone number
(713) 266-2993
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WESTPARK WEALTH ADVISORS, INC. ADV PART 2A - 2025 FIRM DISCLOSURE BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts700
AUM (Assets Under Management)$ 229,314,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTPARK WEALTH ADVISORS, INC.

CRD#: 130914Houston, TX 77077

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