Daniel L. Tulis

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CRD#: 450265

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Lester Tulis was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1962. Daniel had worked at 8 firms and has passed the SIE, Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 8, 2021 - September 5, 2025

ELCO MANAGEMENT COMPANY, LLC

RIA

CRD#: 137036

NEW YORK, NY

Past

January 21, 2004 - March 31, 2016

BURNHAM SECURITIES INC.

CRD#: 22549

NEW YORK, NY

Past

February 14, 1998 - October 16, 2002

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

September 19, 1991 - December 19, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 25, 1979 - July 26, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 18, 1978 - June 25, 1979

LOEB PARTNERS

CRD#: 7534

Past

May 5, 1977 - January 18, 1978

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

CRD#: 7394

Past

January 15, 1962 - May 5, 1977

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

CRD#: 412

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELCO MANAGEMENT COMPANY, LLC

ELCO MANAGEMENT CO., LLC | ELCO PARTNERS, LLC (RELYING ADVISER) | ELCO MANAGEMENT COMPANY, LLC

CRD#: 137036 / SEC#: 801-64940

RIA

Registered Investment Advisory firm - (12/8/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 3/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 1/15/1962

Registered Representative Examination

Principal/Supervisory Exam

Series 00

Date: 2/11/1974

General Securities Principal Examination

Current Firm

ELCO MANAGEMENT COMPANY, LLC

ELCO MANAGEMENT CO., LLC | ELCO PARTNERS, LLC (RELYING ADVISER) | ELCO MANAGEMENT COMPANY, LLC

CRD#: 137036 / SEC#: 801-64940

RIA

Registered Investment Advisory firm - (12/8/2005 Approved)

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Contact information

Main Address

369 Lexington Avenue 3rd Floor, New York, NY 10017

Mailing Address

Phone number

(212) 603-7582

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (3/18/2025)

FORM ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	377
AUM (Assets Under Management)	$ 252,164,808

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel L. Tulis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BURNHAM SECURITIES INC.

BANC OF AMERICA SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

LOEB PARTNERS

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

Primary Firm SEC Registration

ELCO MANAGEMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 3/31/2016

Series 1

Date: 1/15/1962

Series 00

Date: 2/11/1974

Current Firm

ELCO MANAGEMENT COMPANY, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELCO MANAGEMENT COMPANY, LLC

TRUST BUT VERIFY

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