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Frank W. Smith
SMITH SHELLNUT WILSON
Ridgeland, MS 39157
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CRD#: 4502633
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Professional summary
Frank Winbourne Smith is a registered financial advisor currently at SMITH SHELLNUT WILSON located in Ridgeland, Mississippi.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Frank has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Owner; F.W. Smith Farms, LLC; Investment Related: No; 138 Burne Run Madison Mississippi 39110; This business is a tree farm in Winona, MS.; Ownership; 2023-12-17; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 5; 2) Smith Shellnut Wilson - Investment Related, 661 Sunnybrook Road Suite 130, Ridgeland, MS 39157-1805, Managing Director of Registered Investment Advisor
CRS (Client Relationship Summary) - RIA
Click below to view Frank Winbourne Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2006 - Present
SMITH SHELLNUT WILSON
Office #1: 661 Sunnybrook Road Suite 130, Ridgeland, MS 39157RIA
CRD#: 106235
Ridgeland, MS
Past
September 2, 2004 - July 27, 2005
PFIC SECURITIES CORPORATION
BD
CRD#: 34941
FRANKLIN, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SMITH SHELLNUT WILSON
SMITH SHELLNUT WILSON | SMITH SHELLNUT WILSON LLC
CRD#: 106235 / SEC#: 801-49071
RIA
Registered Investment Advisory firm - (4/26/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(8/24/2006)
IAR
Texas(9/9/2014)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/25/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
SS
SMITH SHELLNUT WILSON
SMITH SHELLNUT WILSON | SMITH SHELLNUT WILSON LLC
CRD#: 106235 / SEC#: 801-49071
RIA
Registered Investment Advisory firm - (4/26/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
661 Sunnybrook Road Suite 130, Ridgeland, MS 39157
Mailing Address
Phone number
(601) 605-1776
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 824 |
| AUM (Assets Under Management) | $ 8,022,382,580 |
Red Flags
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Company Information
SMITH SHELLNUT WILSON
CRD#: 106235Ridgeland, MS 39157TRUST BUT VERIFY
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