Marius Garbuzas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marius Garbuzas was a registered financial professional .
Marius is a previously registered financial professional and started their career in finance in 2002. Marius had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2015 - March 31, 2017
CLEARVIEW TRADING ADVISORS, INC.
August 15, 2011 - April 3, 2014
REVERE SECURITIES LLC
July 18, 2011 - November 3, 2015
REVERE SECURITIES LLC
May 19, 2009 - August 1, 2011
ASD FINANCIAL SERVICES CORP
October 8, 2008 - March 27, 2009
NEWOAK CAPITAL MARKETS LLC
January 16, 2003 - October 8, 2008
JESUP & LAMONT SECURITIES CORP
May 15, 2002 - May 20, 2002
JESUP & LAMONT SECURITIES CORP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 2/12/2003
Limited Representative-Equity Trader ExamCurrent Firm
CLEARVIEW TRADING ADVISORS, INC.
CRD#: 142873 / SEC#: , 8-67501
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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