MF
Michael H. Featherman
ENVESTNET PMC
Denver, CO 80202
Some features on this profile are disabled
CRD#: 4502335
MF
Professional summary
Michael Hoffer Featherman, who also goes by Mike Featherman, is a registered financial advisor currently at ENVESTNET PMC located in Denver, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Featherman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Featherman Real Estate LLC Non-Investment Related Address: 13163 W LaSalle Circle Lakewood CO 80228 Nature of business: Real estate purchase and rental Position: Owner Start Date: December 2018 - Present Number hours devoted during trading hours: 0 Number hours/month devoted to business: 10 Duties: Managing and purchasing properties for real estate rentals /Featherman Real Estate Ventures, Inc Non-Investment Related Address: 13163 W LaSalle Circle Lakewood CO 80228 Nature of business: Long Term Real estate rental Position: Owner Start Date: January 2020 - Present Number hours devoted during trading hours: 0 Number hours/month devoted to business: 5 Duties: Managing the property for long term real estate rentals
CRS (Client Relationship Summary) - RIA
Click below to view Michael Hoffer Featherman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2007 - Present
ENVESTNET PMC
Office #1: 1801 California St. Suite 5200, Denver, CO 80202RIA
CRD#: 111694
Denver, CO
Past
October 2, 2007 - January 16, 2020
PORTFOLIO BROKERAGE SERVICES, INC.
BD
CRD#: 18554
CHICAGO, IL
Past
February 27, 2007 - August 8, 2007
SILVER LEAF PARTNERS, LLC
BD
CRD#: 126694
NEW YORK, NY
Past
October 11, 2002 - May 24, 2005
HAVERFORD TRUST SECURITIES, INC.
BD
CRD#: 13214
RADNOR, PA
Past
April 8, 2002 - October 10, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
ENVESTNET PMC
ENVESTNET ADVISORY CORP. | QRG | ENVESTNETPMC, INC. | ENVESTNET | PMC | ENVESTNET | PLACEMARK | ENVESTNET PMC | ENVESTNET PLACEMARK | ENVESTNET CAPITAL MANAGEMENT | ENVESTNET ASSET MANAGEMENT, INC.
CRD#: 111694 / SEC#: 801-57260
RIA
Registered Investment Advisory firm - (2/10/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(11/3/2022)
IAR
Illinois(10/2/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EP
ENVESTNET PMC
ENVESTNET ADVISORY CORP. | QRG | ENVESTNETPMC, INC. | ENVESTNET | PMC | ENVESTNET | PLACEMARK | ENVESTNET PMC | ENVESTNET PLACEMARK | ENVESTNET CAPITAL MANAGEMENT | ENVESTNET ASSET MANAGEMENT, INC.
CRD#: 111694 / SEC#: 801-57260
RIA
Registered Investment Advisory firm - (2/10/2000 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
222 N. Lasalle St., Suite 625, Chicago, IL 60601
Mailing Address
1000 Chesterbrook Boulevard, Suite 250, Berwyn, PA 19312
Phone number
(312) 827-2800
Established
Firm type
Fiscal year end
# of Employees
394
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
