Sandra K. Viney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Kae Viney, who also goes by Sandra K VIney, Sandra Ward, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 2003. Sandra had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2013 - April 3, 2018
WEALTHSPIRE ADVISORS
November 9, 2006 - July 8, 2013
BAKER TILLY INVESTMENT ADVISORS
September 15, 2003 - October 18, 2006
CLIFTON GUNDERSON WEALTH ADVISORS
State Registrations and Notice Filings
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Current Firm
WEALTHSPIRE ADVISORS
CRD#: 168095 / SEC#: 801-78179
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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