Michele Corvington Moraille
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Corvington Moraille, who also goes by Marie Michelle Corvington, Michele Marie Corvington, Michele Corvington-moraille, Michele Corvingtonmoraille, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 2002. Michele had worked at 3 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2016 - November 14, 2025
STONEX INTERNATIONAL SECURITIES INC.
May 27, 2008 - March 1, 2016
BNP PARIBAS INVESTMENT SERVICES, LLC
September 26, 2005 - June 11, 2007
LASALLE FINANCIAL SERVICES, INC.
May 17, 2002 - September 30, 2005
BNP PARIBAS INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
STONEX INTERNATIONAL SECURITIES INC.
CRD#: 146667 / SEC#: , 8-67840
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| CARTER, JAY WILSON | DIRECTOR | 2412541 |
| DICIOLLO, ANTHONY JOSEPH | DIRECTOR | 4976402 |
| NEALON, TIFFANY | CHIEF COMPLIANCE OFFICER: AML COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE: PRINCIPAL OPERATING OFFICER | 4858359 |
| PORZIO, JOSEPH JOHN | CFO/PFO/FINOP | 1319702 |
| SHAFFER, ROGER L | DIRECTOR | 1921270 |
| VIDAURRI, EVERARDO | DIRECTOR, CEO, ROSFP, EXECUTIVE REP | 2340353 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
