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Eric Anthony Ronning

CFP®
CRD# 4501958·Registered 2002 - 2014
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Anthony Ronning, CFP®, who also goes by Eric A. Ronning, was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 2002 - 2014. Eric had worked at 6 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric A. Ronning

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

24 years in the financial services industry

Current & Past Employments

FINANCIAL ADVOCATES ADVISORY SERVICES·CRD# 147786
RIA
Olympia, WA
January 28, 2014 - June 24, 2014
LPL FINANCIAL LLC·CRD# 6413
RIA
Golden Valley, MN
November 30, 2010 - December 31, 2012
LPL FINANCIAL LLC·CRD# 6413
BD
Golden Valley, MN
November 30, 2010 - July 2, 2014
NRP ADVISORS, INC.·CRD# 141430
RIA
Golden Valley, MN
January 8, 2009 - November 30, 2010
NRP FINANCIAL, INC.·CRD# 103717
BD
Golden Valley, MN
July 30, 2007 - November 30, 2010
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Minnetonka, MN
November 4, 2005 - August 7, 2007
BAKER TILLY CAPITAL, LLC·CRD# 115333
BD
Madison, WI
March 13, 2002 - August 3, 2005

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Current Firm

FA
FINANCIAL ADVOCATES ADVISORY SERVICES

BRUNDIGE WEALTH MANAGEMENT | TRUE RETIREMENT | QPS FINANCIAL | LAURUS WEALTH MANAGEMENT | IMPACT BENEFITS & RETIREMENT | IMPACT | HEESTAND COMPANY | FINANCIAL ADVOCATES ADVISORY SERVICES, LLC | FINANCIAL ADVOCATES ADVISORY SERVICES | CHANNEL FINANCIAL

CRD#: 147786 / SEC#: 801-110695

Contact Information

Main Address

1601 Cooper Point Rd Nw, Olympia, WA 98502

Phone Number

(360) 866-2345

# of Employees

8

Documents

Latest Form ADV

Part 2 Brochures

FAAS FIRM BROCHURE ANNUAL 3 2023 (3/31/2023)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2002About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Mar 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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