Eric A. Ronning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Anthony Ronning, CFP®, who also goes by Eric A. Ronning, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2002. Eric had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2014 - June 24, 2014
FINANCIAL ADVOCATES ADVISORY SERVICES
November 30, 2010 - December 31, 2012
LPL FINANCIAL LLC
November 30, 2010 - July 2, 2014
LPL FINANCIAL LLC
January 8, 2009 - November 30, 2010
NRP ADVISORS, INC.
July 30, 2007 - November 30, 2010
NRP FINANCIAL, INC.
November 4, 2005 - August 7, 2007
CETERA WEALTH SERVICES, LLC
March 13, 2002 - August 3, 2005
BAKER TILLY CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL ADVOCATES ADVISORY SERVICES
CRD#: 147786 / SEC#: 801-110695
Contact information
Red Flags
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